Chapter 27
Russia and Japan: Industrialization Outside the West
- I. Introduction
- A. Both Russia and Japan reacted differently to Western industrialization
- 1. Though behind the West, were able to remain economically autonomous
- 2. Unlike China/Middle East, not fully resistant to reform
- B. Japanese reforms not expected
- 1. Pulled away from the West with limited contacts
- 2. Japan pulled away from Asia
- 3. Russia continued to interact with eastern Europe/Central Asia
- C. Japanese/Russian similarities
- 1. Both had prior experience of imitation – Japan < China, Russia < Byzantium/West
- 2. Learning from outsiders profitable, doesn’t destroy culture
- 3. Both proved political effectiveness
- a. State would sponsor changes, not private corporations like in the West
- 4. Both expansionist – eventually run into each other
- a. Russo-Japanese War – Japan on right course, continue policy
- A. Both Russia and Japan reacted differently to Western industrialization
- II. Russia’s Reforms and Industrial Advance
- A. Russia before Reform
- 1. Concerned with isolationism
- a. Invasion by Napoleon 1812 – concern with defense
- b. Enlightened ideals encourage insurrection
- c. Patriarchal comfort provided by feudalism
- i. Sponsor Holy Alliance at Congress of Vienna – defend religion/order
- 2. Elites sponsor inclusion of the arts
- a. But with Decembrist revolt in St. Petersburg 1825
- i. Czar Nicholas I represses political opponents – defends conservatism
- a. But with Decembrist revolt in St. Petersburg 1825
- 3. Unlike West – Russia’s heavy handed approach prevents revolts
- 4. More conservative and continues to expand in 19th century
- a. Pushed into Poland and the Ottoman Empire
- i. Even though Ottoman Empire propped up by Britain and France
- a. Keep that “sick man of Europe” alive
- i. Even though Ottoman Empire propped up by Britain and France
- a. Pushed into Poland and the Ottoman Empire
- 1. Concerned with isolationism
- B. Economic and Social Problems: The Peasant Question
- 1. Expansion not matched by internal improvements
- a. Trade deficit lessened by increasing serf output, not improving industry
- b. Remained agricultural society based on serfdom
- 2. Crimean War 1854-1856
- a. Russia fights Ottoman Empire to protect Christianity – how nice of them
- b. France/Britain aid Ottoman Empire eventually win
- c. Russia learns that
- 1. West has industrial advantage in weaponry and logistics
- 2. Alexander II – reform essential to survive militarily
- 3. Must deal with serfdom
- a. Need mobile labor force to encourage industrialization
- 1. So…Western humanitarian standards, but also…need for cheap, flexible labor
- b. But…initial reforms cause more problems than create solutions – open Pandora
- a. Need mobile labor force to encourage industrialization
- 1. Expansion not matched by internal improvements
- C. The Reform Era and Early Industrialization
- 1. Emancipation of serfs more liberal than slaves in Americas
- a. Serfs got bulk of land, slaves got zero
- b. But…preserved aristocratic power
- c. Serfs receive no new political rights – US 13th, 14th, 15th amendments
- 2. Serfs tied to villages until they could pay for land
- a. Money went to aristocrats
- b. This redemption payments increased suffering, maintained aristocracy’s power
- 3. Changes from Emancipation
- a. Large urban work force
- b. More peasant uprisings – want more – life still sucks
- c. But…agricultural production doesn’t increase…same tools/methods
- 4. New political power
- a. Local rulers – zemstvoes regulate roads, schools, regional policies
- b. Military – officers based on meritocracy, not birth
- i. Recruitment extended
- 5. Social behaviors change
- a. Increased literacy
- b. More loose values sexually – granted, still pretty strict
- c. Some upper class women have access to new careers
- 6. Industrialization
- a. Required state support
- b. trans-Siberian railroad – pushed iron/coal sectors
- a. More active Asian role
- b. Able to send more grain to Europe
- c. 1892-1903 – Count Sergei Witte – finance minister
- a. High tariffs to protect industry
- b. Encouraged Western investors
- c. Debtor nation – industrial loans pile up to other countries
- d. By 1900 leader – top 5 in world in steel, oil, textiles
- a. But…leader due to size/population not efficiency
- b. Agricultural still inefficient – illiterate peasants have no desire/ability
- e. Different from the West
- a. Military officers still seen as aristocracy
- b. No growing middle class
- i. Can’t increase money/influence because most state-sponsored
- 1. Emancipation of serfs more liberal than slaves in Americas
- A. Russia before Reform
- III. Protest and Revolution in Russia
- A. The Road to Revolution
- 1. Effects of Alexander II’s reforms – leads to nationalistic beliefs
- a. Economic change
- b. Greater population mobility
- 2. Factions start wanting change
- a. Angry peasants
- 1. Frequent famines
- 2. Annoyance at having to pay redemption payments
- b. Business/professional voice
- 1. Want freedom in schools/press/liberal reforms
- 2. Not so aggressive
- c. Intelligentsia – most radical/articulate
- 1. Intellectual radicalism inspired terrorism
- a. First modern terrorist movement
- i. Bombings and assassinations
- b. Leads to more strict tsarist regime
- i. censorship press/political meetings
- ii. Alexander II assassinated
- iii. repression of minority groups
- a. Pogroms against Jews - emigration
- a. First modern terrorist movement
- 2. Want to continue to industrialize, not become materialistic like West
- 3. Anarchists – abolish all formal government
- 4. Vladimir Lenin
- a. Major ideas
- i. proletarian revolution w/out middle class
- a. Conditions different than Marxist’s ideas
- ii. disciplined revolutionary cells
- i. proletarian revolution w/out middle class
- b. Encouraged ironically named “Bolsheviks” – majority party
- a. Major ideas
- 1. Intellectual radicalism inspired terrorism
- d. Working class
- a. Formed labor unions/strikes
- b. Want more political outlets
- c. Encouraged by peasants
- d. Negative working conditions of industrialization
- e. Revolution inevitable, but…
- a. Not united
- b. Conservative government able to repress harshly
- a. Angry peasants
- 1. Effects of Alexander II’s reforms – leads to nationalistic beliefs
- B. The Revolution of 1905
- 1. Stilled tried to expand empire
- a. Russians don’t focus on domestic problems
- b. Tradition of expansion
- c. Compete with imperialist powers
- d. Pan-Slavic movement
- a. Unite Slavs – Slavic protector
- i. This would be large cause of WWI
- b. Access to Mediterranean – warm water port
- a. Unite Slavs – Slavic protector
- e. Expansion comes to abrupt end when embarrassed by Japanese
- a. Fleet to slow to mobilize
- b. Organization to difficult to move
- 2. Loss to Japan became catalyst to protests
- a. Peasant revolts and severe police repression
- 3. Government begins reforms (don’t last too long)
- a. Duma – national parliament
- b. Stolypin reforms
- a. Freedom from redemption payments
- b. Buy and sell land more freely
- c. kulaks – minority entrepreneurs – richest landowners increase power
- d. But…eventually central gov’t regains power, ignores duma, police brutality
- 1. Stilled tried to expand empire
- C. Russia and Eastern Europe
- 1. Comparison of the two regions
- a. Both have monarchies with newly established parliaments – limited power
- b. Landlords have extensive power – more so in Eastern Europe
- c. Eastern Europe not as industrialized as Russia
- 1. Far more dependent on Western markets
- 2. But…culturally they go through impressive movement – largest contributions
- a. Nationalist pride through dictionaries, histories, folktales, music
- b. Composers/authors contribute to Western arts
- c. Science – Mendel and some peas, Pavlov and his dog
- 1. Comparison of the two regions
- A. The Road to Revolution
- IV. Japan: Transformation without Revolution
- A. The Final Decades of the Shogunate
- 1. 19th century – Shogunate falling apart
- a. Difficulty combining central bureaucracy with regional alliances
- b. Only tax agricultural products
- c. Have to pay stipend to samurai – pretty expensive
- 2. Japan becomes more secular – prevents religion-based revolution
- 3. Japan starts pushing nationalism
- a. Terakoya schools – Confucianism, reading, writing – literacy rates 40% - high
- 4. Common pattern of traditionalists vs. reformist intellecturals
- a. Japanese traditions/Shinto vs. Dutch Studies – let’s learn from the West
- 5. Monopolies grow to control new commerce
- 6. Rural riots – not political, but aimed at annoying landlords – see pattern
- 1. 19th century – Shogunate falling apart
- B. The Challenge to Isolation
- 1. Commodore Matthew Perry – 1853 – can I introduce you to my big guns?
- a. American threat opened Japanese markets
- i. West’s military superiority
- ii. Need more foreign markets for growing economy
- iii. Dutch schools begin to expand
- a. American threat opened Japanese markets
- 2. Emperor brought out of religious/ceremonial isolation
- 3. Samurai begin attacking foreigners
- 4. Crisis stopped when Mutsuhito – Meiji “Enlightened One” – advisor’s push reforms
- 1. Commodore Matthew Perry – 1853 – can I introduce you to my big guns?
- C. Industrial and Political Change in the Meiji State
- 1. Abolish feudalism
- a. Abolished samurai class
- i. Samurai become poor
- ii. Final samurai uprising in 1877 – watch Tom Cruise’s movie
- b. Tax expanded past agriculture
- a. Abolished samurai class
- 2. Expand state power
- a. Expand bureaucracy – welcome back civil service exam
- b. Create Diet – upper house, lower house
- c. Emperor commands military
- d. But…only 5% eligible to vote
- e. Meiji advisors pull all the strings – keep Diet under control
- f. Unlike Russia…business leaders took leadership role
- 3. Expand domestic development
- a. State sponsored industrialization
- i. need capital
- ii. unfamiliarity with new technology
- iii. need someone to restrain foreign advisors
- b. Private enterprise helps economy
- i. Huge industrial corporations – hands in different spheres – zaibatsu
- c. Difficult industrialization – Japan resource-poor nation
- i. At disadvantage, must import
- ii. Women enslaves, still using putting out system, factories not as big
- iii. Labor not able to organize like in the West
- a. State sponsored industrialization
- 4. Prevent conflict with West
- 1. Abolish feudalism
- D. Japan’s Industrial Revolution
- E. Social and Cultural Effects of Industrialization
- 1. Increased class tensions
- a. Growing population due to health
- i. Large cheap labor source
- a. Growing population due to health
- 2. Schooling – science, technical subjects, loyalty to state/emperor
- a. Resist individualism teachings of Western advisors
- b. Intense government inspection of textbooks
- 3. Embraced some of the West
- a. Clothing/haircuts/hygiene/medicine
- 4. Ignored some of the West
- a. Don’t convert in large #s to Christianity
- b. Kept manners
- c. Encouraged Shintoism
- 5. Social changes
- a. Divorce rate increases
- b. Women kept inferior
- 6. New expansive militarization
- a. Take minds off domestic issues
- b. Job for samurai
- c. Resource poor nation
- d. Easily defeats China in Sino-Japanese War – 1894
- 1. Attacks Russia – how dare you tell me to give pack land
- 1. Increased class tensions
- F. The Strain of Modernization
- 1. Conflict result
- a. Annoyance at acceptance of Western style
- b. Traditional old vs. liberal new
- c. Diet vs. Emperor for policy control
- 1. Led to assassinations
- 2. Dissolution of the Diet
- d. What was Japan? Western or traditional – how much of both?
- 2. Solution – we are unique because of emperor
- a. Obedience and harmony that West lacks
- b. Preserve independence and dignity in hostile world
- c. Tradition of superiority/deference to rulers
- 3. Avoided revolutions of the West
- a. Meiji reforms
- b. Intense repression of dissent
- 4. But…tough to follow Japanese model
- 1. Conflict result
- A. The Final Decades of the Shogunate
- V. Global Connections
- A. Russia extended influence into Asia/Europe
- 1. Entered Europe in defeating Napoleon
- B. Japan’s economic/military strength gave it a unique position in East
- C. Growing competition between Europe, and emerging US, Japan, Russia
- 1. New colonial acquisitions scare West
- 2. Ahhhh…the “yellow peril” – nations are colonizing and they’re not from Europe…
- A. Russia extended influence into Asia/Europe
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