Chapter 13
The Spread of Chinese Civilization: Japan, Korea, and Vietnam
- Introduction
- Neighbors of China borrow from Chinese achievements
- Influenced North/West nomadic neighbors
- Also influenced agrarian Japan, Korea, Vietnam
- Buddhism played key role in transmission
- Indian ideas filtered through Chinese society/culture
- Neighbors of China borrow from Chinese achievements
- Japan: The Imperial Age
- Introduction
- Overview
- 7th and 8th century attempt to borrow from China
- army, bureaucracy, etiquette, art
- But…emperor’s sheltered
- 1. provincial leaders/warlords took over
- c. Plunged into civil wars from 12th to 17th century
- 7th and 8th century attempt to borrow from China
- 2. Taika Reforms – copying Chinese administration
- a. Chinese characters/language adoption
- b. wrote history in dynastic terms
- c. court etiquette
- d. struggled to master Confucian ways
- e. worshipped Chinese style temples
- f. admired Buddhist art
- g. Buddhism blended with kami – Shinto
- Overview
- B. Crisis at Nara and the Shift to Heian (Kytoto)
- 1. Army/bureaucratic ideas stopped by aristocratic families/Buddhist monks
- 2. Emperor can’t control Buddhist monks – influenced government
- a. Moves to Heian – monks just make monasteries in nearby hills
- b. Power given to aristocratic families
- c. Rank determined by birth, not merit
- d. Local leaders organized local militias
- C. Ultracivilized: Court Life in the Heian Era
- 1. Hyper structured rules of court
- a. Polite behavior always
- b. Every action known by everyone – put up a façade always
- c. Complex gardens/palaces
- 2. Literature
- a. Writing verse prioritized
- b. First novel – prose – Lady Murasaki’s The Tale of Genji
- 1. criticizes those who pursue aesthetic enjoyment
- 2. Shows how poised/cultured nobility must act
- 3. Females played unusually creative roll – avoided full Chinese influence
- 1. Hyper structured rules of court
- D. The Decline of Imperial Power
- 1. 9th century – Fujiwara clan influences emperor greatly
- a. Stacked courts
- b. Married into family
- c. Built up large estates
- 2. Monks equally build up power and domains
- 1. 9th century – Fujiwara clan influences emperor greatly
- E. The Rise of the Provincial Warrior Elites
- 1. Large landed estates come from
- a. aristocratic families
- b. Built up power – landowners, estate managers, local officials
- 2. Mini-kingdoms – like fiefdoms/manors in Europe
- a. small fortresses
- b. constant threat from neighboring lords
- c. self-sufficient – granaries, blacksmith, wells
- 3. Warrior leaders – bushi
- a. administered law, public works, collected revenue
- b. maintainied armies
- 4. Samurai armies – loyal to lords
- a. called in to protect emperor
- b. age of danger/bandits – samurai as bodyguards
- c. warrior class
- d. constantly trained in hunting, riding, archery
- e. used longbow and steel swords
- f. warrior code – bushido
- 1. courage
- 2. seppuku – hari-kari if you dishonor family
- 3. prearranged battle locations, proclaimed ancestry, few fatalities
- 5. Peasants become serfs – bound to land
- a. can’t carry swords, dress like samurai
- b. turned to Buddhism
- 1. Large landed estates come from
- Introduction
- III. Era of Warrior Dominance
- A. Introduction
- 1. 12th century on > civil wars
- 2. Chinese influence declines
- 3. Warrior elite produces impressive Japanese art – ceramics/landscape, poetry
- B. Declining influence of China
- 1. Emperor – heavenly mandate and centralized power a joke – regional power clear
- 2. Refuse to grovel, pay tribute to Chinese Son of Heaven
- 3. Gempei Wars – peasants vs. samurai
- 4. Minamoto established bakufu – military government
- a. Power with Minamoto family and samurai retainers
- C. The Breakdown of Bakufu Dominance and the Age of the Warlords
- 1. Warlords – shoguns – military leaders
- a. built up power – enlarged domains
- b. Hojo family – manipulated shoguns who ruled for emperors
- 2. Ashikaga Shogunate took power 1336-1573
- a. Emperor flees to hills
- b. Warlord lands passed out to samurai – used to be just military, now leaders
- 1. 300 little kingdoms – daimyos – no longer bushis
- 1. Warlords – shoguns – military leaders
- D. Toward Barbarism? Military Division and Social Change
- 1. Chivalrous qualities of Bushi era deteriorate
- a. spying, sneak attacks, betrayals
- b. poorly trained peasant forces
- c. looked like they were reverting to barbarism
- 2. Some Daimyos tried to maintain order
- a. tax collection
- b. public works
- c. encourage settlement of unoccupied areas
- d. new tools
- e. new crops – soybeans, hemp, paper, dyes, vegetable oil
- f. new commercial class emerged
- 1. guild organizations started – solidarity/group protection
- 3. Women
- a. merchant women a bit of independence
- b. noble women used to be able to ride/use bow and arrow
- 1. Now primogeniture – oldest son gets everything wins out
- 2. given in marriage for alliances
- 3. taught to slay selves rather than dishonor – if raped
- 4. Japanese theatrical female roles played by men
- 1. Chivalrous qualities of Bushi era deteriorate
- E. Artistic Solace for a Troubled Age
- 1. Focus – simplicity/discipline
- 2. Revival of Chinese influence
- 3. Monochrome ink sketches
- 4. Architecture built to blend with natural setting/meditation
- a. Famous gardens
- 1. Volcanic rocks
- 2. Raked pebbles
- 3. Bansai trees
- 4. Tea ceremony
- a. Famous gardens
- A. Introduction
- IV. Korea: Between China and Japan
- A. Introduction
- 1. Most profoundly influenced, for longest
- a. Extension of mainland
- b. Dwarfed by neighbor
- c. Ruled by indigenous dynasties
- 2. Peoples before – hunting and herding peoples
- a. Colonized by Chinese settlers
- b. Koguryo tribe resisted Chinese rule – Sinification…but…
- 1. variants of Buddhism
- 2. Chinese writing – tough to be adapted
- 3. unified law code
- 4. established universities
- 5. tried to implement Chinese-style bureaucracy
- 1. Noble families don’t allow
- 3. Divided into three parts during Three Kingdoms
- a. Koguryo
- b. Paekche
- c. Silla
- 1. Most profoundly influenced, for longest
- B. Tang Alliances and the Conquest of Korea
- 1. Three kingdoms weakened – Koguryo warriors hurt Tang
- 2. China striking alliance – Silla in southeast – became tribute
- a. tribute payments
- b. submission as vassal
- c. Chinese withdraw armies in 668
- C. Sinification: The Tributary Link
- 1. Tribute system
- a. Send embassies
- b. Must kowtow – ritual bows – prostrate self
- 2. Benefits of tribute system
- a. Continued peace
- b. Access to Chinese learning, art, manufactured goods
- c. Merchants went with emissaries
- d. Scholars study at Chinese academies
- 3. *** Became major channel of trade/cultural exchange
- 1. Tribute system
- D. The Sinification of Korean Elite Culture
- 1. Aristocrats
- a. studied in Chinese schools – some took tests
- 1. but family connections still more important than test scores
- b. artistic pursuits/entertainment
- c. favor Buddhism over Confucianism
- a. studied in Chinese schools – some took tests
- 2. Art
- a. Artwork/monastic designs reproduced Chinese Buddhist work
- b. Outdid teachers for pottery
- 1. porcelain/ black stoneware
- 1. Aristocrats
- E. Civilization for the Few
- 1. Elite attracted to luxury goods
- a. fancy clothes
- b. special teas
- c. scrolls
- d. artwork
- 2. Korea exported raw materials
- a. forest products and copper
- 3. Beneath elite class
- a. purpose servicing elites
- b. government workers
- c. commoners
- d. near-slaves – “low born” – like mean people
- 1. Elite attracted to luxury goods
- F. Koryo Collapse, Dynastic Renewal
- 1. After common people tired of being repressed
- 2. Yi dynasty established 1392 – ruled until 1910
- a. Restored aristocratic dominance
- A. Introduction
- V. Between China and Southeast Asia: The Making of Vietnam
- A. Introduction
- 1. Vietnam – rice-growing area
- 2. Viets not as accepting of Chinese influence
- a. farther away
- b. resilient culture
- c. seen as distinct people – fear of losing identity
- 3. Already received benefits from China
- a. technology
- b. market for their ivory, tortoise shells, pearls, peacock feathers, aromatic woods, exotic products from sea/forest
- b. political organization
- c. ideas
- 4. Seen as “southern barbarians”
- 5. Different from China
- a. Different language
- b. Village autonomy
- c. favored nuclear family over extended family
- d. never developed clan networks
- e. women have greater freedom/influence
- f. women wear long skirts/not long pants
- g. delighted in cockfighting
- h. chewed betel nut
- i. blackened teeth
- B. Conquest and Sinification
- 1. 111 BCE Han dynasty conquers Vietnam – elite realized they could benefit
- a. attended Chinese schools
- b. took exams for administration
- c. cropping techniques and irrigation
- d. military organization gave them an edge over neighbors
- e. extended family model to extended family – venerated ancestors
- 2. Roots of Resistance
- a. Elites like, but peasants annoyed
- b. Chinese didn’t like local customs – disgusted/looked down
- c. Peasants rallied when lords wanted to fight
- 1. Trung sisters led 39 CE revolt
- a. Women had a lot to lose with Confucian ideas
- 1. Trung sisters led 39 CE revolt
- 3. Winning Independence and Continuing Chinese Influence
- a. Can’t control
- 1. Greater distance
- 2. Mountain barriers
- 3. Small number of Chinese actually moved to Vietnam
- 4. Vietnamese took advantage of political turmoil in China
- 5. By 939 won independence
- b. Future leaders borrowed from Chinese ideas
- 1. Chinese palaces
- 2. Administration
- a. Secratriats
- b. Ministries
- c. Civil Service Exams
- d. Bureau of Censors – graft/corruption
- c. But…scholar gentry never arises
- 1. local officials identify with peasantry
- 2. competition from well-educated Buddhist monks
- a. Can’t control
- 1. 111 BCE Han dynasty conquers Vietnam – elite realized they could benefit
- C. The Vietnamese Drive to the South
- 1. Able to defeat Khmer/Cham neighbors – superior military forces/weapons
- D. Expansion and Division
- 1. North vs. South – South seen as less energetic, slower
- 2. Nguyen in South, Trinh in North – civil wars
- 3. Unable to unite against foreign threat – eventually French
- A. Introduction
- IV. Global Connections
- A. Chinese organization suited to sedentary cultivation
- 1. Borrowing from China led to ignoring of outside world
- B. Writing, bureaucracy, religious teachings, art spread to Asia
- 1. Korea, direct rule brief, but influence great
- 2. Japan – emulated China for awhile, aristocratic class took over
- C. Imports monopolized by wealthy elites
- A. Chinese organization suited to sedentary cultivation
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