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AP Language terms Flashcards

Allegory The device of using character and/or story elements symbolically to represent an abstraction in addition to the literal meaning. In some allegories, for example, an author may intend the characters to personify an abstraction like hope or freedom. The allegorical meaning usually deals with moral truth or a generalization about human existence.
Alliteration The repetition of sounds, especially initial consonant sounds in two or more neighboring words (as in "she sells sea shells"). Although the term is not frequently in the multiple choice section, you can look for alliteration in any essay passage. The repetition can reinforce meaning, unify ideas, supply a musical sound, and/or echo the sense of the passage.
Allusion A direct or indirect reference to something which is presumably commonly known, such as an event, book, myth, place, or work of art. Allusions can be historical, literary, religious, topical, or mythical. There are many more possibilities, and a work may simultaneously use multiple layers of allusion.
Ambiguity The multiple meanings, either intentional or unintentional, of a word, phrase, sentence, or passage.
Analogy A similarity or comparison between two different things or the relationship between them. An analogy can explain something unfamiliar by associating it with or pointing out its similarity to something more familiar. Analogies can also make writing more vivid, imaginative, or intellectually engaging.
Antecedent The word, phrase, or clause referred to by a pronoun. The AP language exam occasionally asks for the antecedent of a given pronoun in a long, complex sentence or in a group of sentences.

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652089690AllegoryThe device of using character and/or story elements symbolically to represent an abstraction in addition to the literal meaning. In some allegories, for example, an author may intend the characters to personify an abstraction like hope or freedom. The allegorical meaning usually deals with moral truth or a generalization about human existence. A story in which each aspect of the story has a symbolic meaning outside the tale itself.0
652089691AlliterationThe repetition of sounds, especially initial consonant sounds in two or more neighboring words (as in "she sells sea shells"). Although the term is not frequently in the multiple choice section, you can look for alliteration in any essay passage. The repetition can reinforce meaning, unify ideas, supply a musical sound, and/or echo the sense of the passage.1
652089693AllusionA direct or indirect reference to something which is presumably commonly known, such as an event, book, myth, place, or work of art. Allusions can be historical, literary, religious, topical, or mythical. There are many more possibilities, and a work may simultaneously use multiple layers of allusion.2
652089695AmbiguityThe multiple meanings, either intentional or unintentional, of a word, phrase, sentence, or passage.3
652089696AnalogyA similarity or comparison between two different things or the relationship between them. An analogy can explain something unfamiliar by associating it with or pointing out its similarity to something more familiar. Analogies can also make writing more vivid, imaginative, or intellectually engaging.4
652089697AntecedentThe word, phrase, or clause referred to by a pronoun. The AP language exam occasionally asks for the antecedent of a given pronoun in a long, complex sentence or in a group of sentences. A question from the 2001 AP test as an example follows: "But it is the grandeur of all truth which can occupy a very high place in human interests that it is never absolutely novel to the meanest of minds; it exists eternally, by way of germ of latent principle, in the lowest as in the highest, needing to be developed but never to be planted."5
652089698Antithesisthe opposition or contrast of ideas; the direct opposite.6
652089699AphorismA terse statement of known authorship which expresses a general truth or a moral principle. (If the authorship is unknown, the statement is generally considered to be a folk proverb.) An aphorism can be a memorable summation of the author's point7
652090204ApostropheA prayer like figure of speech that directly addresses an absent or imaginary person or a personified abstraction, such as liberty or love. It is an address to someone or something that cannot answer. The effect may add familiarity or emotional intensity. William Wordsworth addresses John Milton as he writes, "Milton, thou shouldst be living at this hour: England hath need of thee." Another example is Keats' "Ode to a Grecian Urn," in which Keats addresses the urn itself: rarely on an AP exam, but important when there. ALWAYS Pathos8
652090205AtmosphereThe emotional nod created by the entirety of a literary work, established partly by the setting and partly by the author's choice of objects that are described. Even such elements as a description of the weather can contribute to the atmosphere. Frequently atmosphere foreshadows events. Perhaps it can create a mood.9
652090365Caricaturea verbal description, the purpose of which is to exaggerate or distort, for comic effect, a person's distinctive physical features or other characteristics. Example: The pupils of her eyes are small; like a pebble of sand floating atop a can of blue paint.10
652090366ClauseA grammatical unit that contains both a subject and a verb. An independent, or main, clause expresses a complete thought and can stand alone as a sentence. A dependent, or subordinate clause, cannot stand alone as a sentence and must be accompanied by an independent clause. The point that you want to consider is the question of what or why the author subordinates one element should also become aware of making effective use of subordination in your own writing.11
652090367Colloquial/ColloquialismThe use of slang or informalities in speech or writing. Not generally acceptable for formal writing, colloquialisms give a work a conversational, familiar tone. Colloquial expressions in writing include local or regional dialect12
652090368Literary ConceitA fanciful expression, usually in the form of an extended metaphor or surprising analogy between seemingly dissimilar objects Displays intellectual cleverness through unusual comparisons that make good sense13
652090369ConnotationThe non-literal, associative meaning of a word; the implied, suggested meaning. Connotations may involve ideas, emotions or attitudes14
652090370DenotationThe strict, literal, dictionary definition of a word, devoid of any emotion, attitude, or color. (Example: the denotation of knife- a utensil for cutting - Connotation - knife - such as knife in the back - anger fear violence betrayal15
652090375DictionRelated to style, diction refers to the writer's word choices, especially with regard to their correctness, clearness, or effectiveness. FOR AP EXAMSyou should be able to describe the uthors diction and understand how it compliments his purpose (along iwth imagery syntax, literary devices, etc)16
652090376DidacticFrom the Greek, didactic literally means "teaching." Didactic words have the primary aim of teaching or instructing,especially the teaching of moral or ethical principles.17
652090380EuphemismFrom the Greek for "good speech," euphemisms are a more agreeable or less offensive substitute for a generally unpleasant word or concept - POLITICALLY CORRECT18
652090558Extended MetaphorA metaphor developed at great length, occurring frequently in or throughout a work.19
652090561Figurative LanguageWriting or speech that is not intended to carry literal meaning and is usually meant to be imaginative and vivid20
652090562Figure of speechA device used to produce figurative language. Many compare dissimilar things. Figures of speech include apotrophe hyperbole irony metaphor oxymoron paradox personification simile syneddoche understatement21
652090568Generic conventionsThis term describes traditions for each genre. These conventions help to define each genre; for example, and differentiate an essay they differentiate they differentiate an essay and journalistic writing or an autobiography and political writing. On the AP language exam,try to distinguish the unique features of a writer's work from those dictated by convention.22
652090569GenreThe major category into which a literary work fits. The basic divisions of literature are prose, poetry, and drama.However, genre is a flexible term; within these broad boundaries exist many subdivisions that are often called genresthemselves. For example, prose can be divided into fiction (novels and short stories) or nonfiction (essays, biographies,autobiographies, etc.). Poetry can be divided into lyric, dramatic, narrative, epic, etc. Drama can be divided into tragedy,comedy, melodrama, farce, etc. On the AP language exam, expect the majority of the passages to be from the following genres: autobiography, biography, diaries, criticism, essays, and journalistic, political, scientific, and nature writing. There may be fiction or poetry.23
652090570HomilyThis term literally means "sermon," but more informally, it can include any serious talk, speech, or lecture involving moral or spiritual advice.24
652091096HyperboleA figure of speech using deliberate exaggeration or overstatement. (The literal Greek meaning is "overshoot.") Hyperboles often have a comic effect; however, a serious effect is also possible. Often, hyperbole produces irony. The opposite of hyperbole is understatement.25
652091097ImageryThe sensory details or figurative language used to describe, arouse emotion, or represent abstractions. On a physical level, imagery uses terms related to the five senses: visual, auditory, tactile, gustatory, and olfactory. On a broader and deeper level, however, one image can represent more than one thing. For example, a rose may present visual imagery while also representing the color in a woman's cheeks and/or symbolizing some degree of perfection. An author may use complex imagery while simultaneously employing other figures of speech, especially metaphor and simile. In addition, this term can apply to the total of all the images in a work. On the AP language exam, pay attention to how an author creates imagery and to the effect of this imagery.26
652091100Inference/inferTo draw a reasonable conclusion from the information presented. When a multiple choice question asks for an inference to be drawn from a passage, the most direct, most reasonable inference is the safest answer choice. If an inference is implausible, it's unlikely to be the correct answer. Note that if the answer choice is directly stated, it is not inferred and it is wrong. You must be careful to note the connotation - negative or positive - of the choices. Adapted from V. Stevenson, Patrick Henry High School, and Abrams' Glossary of Literary Terms27
652091101Invectivean emotionally violent, verbal denunciation or attack using strong, abusive language. (For example, in Henry IV, Part hill of flesh.")28
652091109Irony/ironicThe contrast between what is stated explicitly and what is really meant, or the difference between what appears to be and what is actually true. Irony is often used to create poignancy or humor. In general, there are three major types of irony used in language: (1) verbal irony - when the words literally state the opposite of the writer's (or speaker's) meaning (2) situational irony - when events turn out the opposite of what was expected; when what the characters and readers think ought to happen is not what does happen (3) dramatic irony - when facts or events are unknown to a character in a play or piece of fiction but known to the reader, audience, or other characters in the work.29
652091110Loose sentence/non-periodic sentenceA type of sentence in which the main idea (independent clause) comes first, followed by dependent grammatical units such as phrases and clauses. If a period were placed at the end of the independent clause, the clause would be a complete sentence. A work containing many loose sentences often seems informal, relaxed, or conversational. Generally, loose sentences create loose style. The opposite of a loose sentence is the periodic sentence. Example: I arrived at the San Diego airport after a long, bumpy ride and multiple delays. Could stop at: I arrived at the San Diego airport.30
652091111MetaphorA figure of speech using implied comparison of seemingly unlike things or the substitution of one for the other, suggesting some similarity. Metaphorical language makes writing more vivid, imaginative, thought provoking, and meaningful.31
652091113Metonymy(mĕtŏn′ ĭmē) A term from the Greek meaning "changed label" or "substitute name," metonymy is a figure of speech in which the name of one object is substituted for that of another closely associated with it. For example, a news release that claims "the White House declared" rather than "the President declared" is using metonymy; Shakespeare uses it to signify the male and female sexes in As You Like It: "doublet and hose ought to show itself courageous to petticoat." The substituted term generally carries a more potent emotional impact.32
652091114MoodThe prevailing atmosphere or emotional aura of a work. Setting, tone, and events can affect the mood. Mood is similar to tone and atmosphere.33
652091115NarrativeThe telling of a story or an account of an event or series of events.34
652091116onomatopoeiaA figure of speech in which natural sounds are imitated in the sounds of words. Simple examples include such words as buzz, hiss, hum, crack, whinny, and murmur. If you note examples of onomatopoeia in an essay passage, note the effect.35
652091117OxymoronFrom the Greek for "pointedly foolish," an oxymoron is a figure of speech wherein the author groups apparently contradictory terms to suggest a paradox. Simple examples include "jumbo shrimp" and "cruel kindness." This term does not usually appear in the multiple-choice questions, but there is a chance that you might find it in an essay. Take note of the effect that the author achieves with the use of oxymoron.36
652091118ParadoxA statement that appears to be self-contradictory or opposed to common sense but upon closer inspection contains some degree of truth or validity. (Think of the beginning of Dickens' Tale of Two Cities: "It was the best of times, it was the worst of times....")37
652091121ParallelismAlso referred to as parallel construction or parallel structure, this term comes from Greek roots meaning "beside one another." It refers to the grammatical or rhetorical framing of words, phrases, sentences, or paragraphs to give structural similarity. This can involve, but is not limited to, repetition of a grammatical element such as a preposition or verbal times, it was the age of wisdom, it was the age of foolishness, it was the epoch of believe, it was the epoch of incredulity....") The effects of parallelism are numerous, but frequently they act as an organizing force to attract the reader's attention, add emphasis and organization, or simply provide a musical rhythm. Adapted from V. Stevenson, Patrick Henry High School, and Abrams' Glossary of Literary Terms38
652091307ParodyA work that closely imitates the style or content of another with the specific aim of comic effect and/or ridicule. It exploits peculiarities of an author's expression (propensity to use too many parentheses, certain favorite words, etc.) Well-written parody offers enlightenment about the original, but poorly written parody offers only ineffectual imitation. nuances of the newer work. Occasionally, however, parodies take on a life of their own and don't require knowledge of the original.39
652091392PedanticAn adjective that describes words, phrases, or general tone that is overly scholarly, academic, or bookish (language that might be described as "show-offy"; using big words for the sake of using big words).40
652091635Periodic sentenceThe opposite of loose sentence, a sentence that presents its central meaning in a main clause at the end. This independent clause is preceded by a phrase or clause that cannot stand alone. The effect of a periodic sentence is to add emphasis and structural variety. It is also a much stronger sentence than the loose sentence. (Example: After a long, bumpy flight and multiple delays, I arrived at the San Diego airport.)41
652091682PersonificationA figure of speech in which the author presents or describes concepts, animals, or inanimate objects by endowing them with human attributes or emotions. Personification is used to make these abstractions, animals, or objects appear more vivid to the reader.42
652091683Point of viewIn literature, the perspective from which a story is told. There are two general divisions of point of view, and many subdivisions within those. (1) first person narrator tells the story with the first person pronoun, "I," and is a character in the story. This narrator can be the protagonist, a secondary character, or an observing character. (2) third person narrator relates the events with the third person pronouns, "he," "she," and "it." There are two main subdivisions to be aware of: a. third person omniscient, in which the narrator, with godlike knowledge, presents the thoughts and actions of any or all characters b. third person limited omniscient, in which the narrator presents the feelings and thoughts of only one character, presenting only the actions of all the remaining characters. In addition, be aware that the term point of view carries an additional meaning. When you are asked to analyze the author's point of view, the appropriate point for you to address is the author's attitude.43
652091684Proseone of the major divisions of genre, prose refers to fiction and nonfiction, including all its forms. In prose the printer determines the length of the line; in poetry, the poet determines the length of the line.44
652091685RepetitionThe duplication, either exact or approximate, of any element of language, such as a sound, word, phrase, clause, sentence, or grammatical pattern.45
652091686RhetoricFrom the Greek for "orator," this term describes the principles governing the art of writing effectively, eloquently, and persuasively.46
652091689Rhetorical modesThis flexible term describes the variety, the conventions, and the purposes of the major kinds of writing. The four most common rhetorical modes (often referred to as "modes of discourse") are as follows: (1) The purpose of exposition (or expository writing) is to explain and analyze information by presenting an idea, relevant evidence, and appropriate discussion. The AP language exam essay questions are frequently expository topics. (2) The purpose of argumentation is to prove the validity of an idea, or point of view, by presenting sound reasoning, an additional aim of urging some form of action. (3) The purpose of description is to recreate, invent, or visually present a person, place, event or action so that the reader can picture that being described. Sometimes an author engages all five senses in description; good descriptive writing can be sensuous and picturesque. Descriptive writing may be straightforward and objective or highly emotional an subjective. (4) The purpose of narration is to tell a story or narrate an event or series of events. This writing mode frequently uses the tools of descriptive writing. Adapted from V. Stevenson, Patrick Henry High School, and Abrams' Glossary of Literary Terms47
652091690SarcasmFrom the Greek meaning "to tear flesh," sarcasm involves bitter, caustic language that is meant to hurt or ridicule someone or something. It may use irony as a device, but not all ironic statements are sarcastic (that is, intended to ridicule). When well done, sarcasm can be witty and insightful; when poorly done, it is simply cruel.48
652091691SatireA work that targets human vices and follies or social institutions and conventions for reform or ridicule. Regardless of whether or not the work aims to reform human behavior, satire is best seen as a style of writing rather than a purpose for writing. It can be recognized by the many devices used effectively by the satirist: irony, wit, parody, caricature, often humorous, is thought provoking and insightful about the human condition. Some modern satirists include Joseph Heller (Catch 22) and Kurt Vonnegut (Cat's Cradle, Player Piano).49
652091692StyleThe consideration of style has two purposes: (1) An evaluation of the sum of the choices an author makes in blending diction, syntax, figurative language, and other We can analyze and describe an author's personal style and make judgments on how appropriate it is to the author's purpose. Styles can be called flowery, explicit, succinct, rambling, bombastic, commonplace, incisive, laconic, etc. (2) Classification of authors to a group and comparison of an author to similar authors. By means of such classification and comparison, we can see how an author's style reflects and helps to define a historical period, such as the Renaissance or the Victorian period, or a literary movement, such as the romantic, transcendental, or realist movement.50
652091693Subject complementThe word (with any accompanying phrases) or clause that follows a linking verb and complements, or completes, the subject of the sentence by either (1) renaming it (the predicate nominative) or (2) describing it (the predicate adjective). These are defined below: (1) the predicate nominative - a noun, group of nouns, or noun clause that renames the subject. It, like the predicate adjective, follows a linking verb and is located in the predicate of the sentence. Example: Julia Roberts is a movie star. movie star = predicate nominative, as it renames the subject, Julia Roberts (2) the predicate adjective -- an adjective, a group of adjectives, or adjective clause that follows a linking verb. It is in the predicate of the sentence, and modifies, or describes, the subject. Example: Warren remained optimistic. optimistic = predicate adjective, as it modifies the subject, Warren51
652091694Subordinate clauseLike all clauses, this word group contains both a subject and a verb (plus any accompanying phrases or modifiers), but unlike the independent clause, the subordinate clause cannot stand alone; it does not express a complete thought. Also called a dependent clause, the subordinate clause depends on a main clause (or independent clause) to complete its meaning. Easily recognized key words and phrases usually begin these clauses. For example: although, because, unless, if, even though, since, as soon as, while, who, when, where, how and that. Example: Yellowstone is a national park in the West that is known for its geysers. underlined phrase = subordinate clause52
652091695SyllogismFrom the Greek for "reckoning together," a syllogism (or syllogistic reasoning or syllogistic logic) is a deductive system of formal logic that presents two premises (the first one called "major" and the second called "minor") that inevitably lead to a sound conclusion. A frequently cited example proceeds as follows: major premise: All men are mortal. minor premise: Socrates is a man. conclusion: Therefore, Socrates is a mortal. A syllogism's conclusion is valid only if each of the two premises is valid. Syllogisms may also present the specific idea first ("Socrates") and the general second ("all men"). Adapted from V. Stevenson, Patrick Henry High School, and Abrams' Glossary of Literary Terms53
652091696Symbol/symbolismGenerally, anything that represents itself and stands for something else. Usually a symbol is something concrete -- such as an object, action, character, or scene - that represents something more abstract. However, symbols (1) natural symbols are objects and occurrences from nature to symbolize ideas commonly associated with them (dawn symbolizing hope or a new beginning, a rose symbolizing love, a tree symbolizing knowledge). (2) conventional symbols are those that have been invested with meaning by a group (religious symbols such as a cross or Star of David; national symbols, such as a flag or an eagle; or group symbols, such as a skull and crossbones for pirates or the scale of justice for lawyers). (3) literary symbols are sometimes also conventional in the sense that they are found in a variety of works and are more generally recognized. However, a work's symbols may be more complicated, as is the jungle in Heart of Darkness. On the AP exam, try to determine what abstraction an object is a symbol for and to what extent it is successful in representing that abstraction.54
652091700SyntaxThe way an author chooses to join words into phrases, clauses, and sentences. Syntax is similar to diction, but you can differentiate them by thinking of syntax as groups of words, while diction refers to the individual words. In the multiplechoice section of the AP exam, expect to be asked some questions about how an author manipulates syntax. In the essay section, you will need to analyze how syntax produces effects.55
652091705ThemeThe central idea or message of a work, the insight it offers into life. Usually theme is unstated in fictional works, but in nonfiction, the theme may be directly state, especially in expository or argumentative writing.56
652091706ThesisIn expository writing, the thesis statement is the sentence or group of sentences that directly expresses the author's opinion, purpose, meaning, or position. Expository writing is usually judged by analyzing how accurately, effectively,and thoroughly a writer has proven the thesis.57
652091745ToneSimilar to mood, tone describes the author's attitude toward his material, the audience, or both. Tone is easier to determine in spoken language than in written language. Considering how a work would sound if it were read aloud can help in identifying an author's tone. Some words describing tone are playful, serious, businesslike, sarcastic, humorous, formal, ornate, sardonic, somber, etc.58
652093423TransitionA word or phrase that links different ideas. Used especially, although not exclusively, in expository and argumentative writing, transitions effectively signal a shift from one idea to another. A few commonly used transitional words or phrases are furthermore, consequently, nevertheless, for example, in addition, likewise, similarly, on the contrary, etc. More sophisticated writers use more subtle means of transition.59
652093427Understatementthe ironic minimalizing of fact, understatement presents something as less significant than it is. The effect can frequently be humorous and emphatic. Understatement is the opposite of hyperbole. Example: Jonathan Swift's A Tale of a Tub: "Last week I saw a woman flayed, and you will hardly believe how much it altered her person for the worse."60
652093428Witin modern usage, intellectually amusing language that surprises and delights. A witty statement is humorous, while suggesting the speaker's verbal power in creating ingenious and perceptive remarks. Wit usually uses terse language that makes a pointed statement. Historically, wit originally meant basic understanding. Its meaning evolved to include speedof understanding, and finally, it grew to mean quick perception including creative fancy and a quick tongue to articulate an answer that demanded the same quick perception.61
652093431Ad HominemAn attack on the person rather than the issue at hand - a common fallacy - common in elections62
652093432Chisamus'chi structure' unlike abab / language listed in an abba form: Ask not what your country Can do for you, But what you Can do for your country63
652093436Malapropisma word humorously misused: Example, he is the AMPLE of her eye... instead of ' he is the APPLE of her eye,64
652093437Parallelism (parallel syntax)a pattern of language that creates a rhythm of repetition often combined with some other language of repetition. Like a train gaining momentum. Ex: When you are right you cannot be too radical; when you are wrong, you cannot be too conservative.65
652093438Poisoning the WellDiscrediting a person's claim by presenting unfavorable information (true or false) about the person. Person B attacking Person A before Person A can make his/her claim. Example: 'John, an abusive alcoholic, will now give his argument for the legalization of public drinking'.66
652093439Slippery SlopeThis is the failure to provide evidence to support a claim that one event will lead to a catastrophic chain of events.67
652093442straw manWhen a writer argues against a claim that nobody actually holds or is universally considered weak.68
652093471EthosOne of the fundamental strategies of argumentation identified by Aristotle. Ethos is basically an appeal to credibility. The writer is seeking to convince you that he or she has the background, history, skills, and/or expertise to speak on the issue. Whenever you encounter an ethos argument, always ask yourself is the credibility is substantiated and valid. An essay advocating policy changes on drug rehabilitation programs is more powerful is the person is a former addict or customer in a current rehab program.69
652093472JuxtapositionMaking on idea more dramatic by placing it next to its opposite. In art it is called chiaroscuro, where a bright white object is placed next to a black object and thus both are made more visible. My goodness is often chastened by my sense of sin, or The Gasoline savings from a hybrid car as compared to a standard car seem excellent until one compares the asking prices of the two vehicles. The juxtaposition of the asking prices shows that the savings are not as significant as they first appear.70
652093475LogosAn appeal to reason. Logos is one of the fundamental strategies of argumentation identified by Aristotle. It occurs when a writer tries to convince you of the logic of his argument. writers may use inductive argumentation or deductive argumentation, but they clearly have examples and generally rational tome to their language. The problem with logos is that is can appear reasonable until you dissect the argument and then find fallacies that defeat the viability of the argument on the reader's eyes. Of course, that presupposes that the readers is able to identify the fallacies.71
652093476PathosAn appeal to emotion. This is one of the fundamental strategies of argumentation identified by Aristotle. Typically, pathos arguments may use loaded words to make you feel guilty, lonely, worried, insecure, or confused. The easiest way to remember whats pathos arguments are is to see most advertising as a form of pathos argument.72
652093477Predicate AdjectiveAm adjective that follows a linking web and modifies the subject of the sentence. The gigantic whirlpool was inky black, and there was no moon.73
652093867Rhetorical QuestionA question whose answer is assumed, a rhetorical question is designed to force the reader to respond in a predetermined manner and is a significant tool in the study of rhetoric. One of the most basic purposes for rhetorical questions is cheerleading. Rhetorical questions, therefor, propel an argument emotionally. They often look like extensions of a logical argument, but more often than not, they are setting you up to agree with the writer. As with a parallel syntax, rhetorical questions are excellent devices to use in the development of your own essay writing. As graders, we notice when you use them- if you use them to effectively nurture your argument. There are some types of rhetorical questions, but they always follow the same basic pattern: the writer ask herself something and then answers the question in the next sentence or paragraph. Another form is when the question functions as an ironic assault on the writer's adversaries. This kind if rhetorical question can have many uses, and you should notice its function whenever you encounter one in nonfiction prose. Who's afraid of the big bad wolf? Who's afraid of the jolly green giant? Are we? No!!!74
652093868SmileA critical figure of speech in an argument when what is unknown is compared to something that is known using the word "like," "as," or "than" in order to better perceive its importance. Remember the ripple effect and look for patterns in similes and metaphors in any piece of nonfiction prose. The troll's fishing technique was like a mercenary throwing bombs in the water to catch trout.75
652093869rhetorical appealthe persuasive devices by which a writer tries to sway an audience's attention and response to any given work. See logos, ethos, and pathos.76
652093870concrete detailStrictly defined, concrete refers to nouns that name physical objects, -a bridge. a book, or a coat. Concrete nouns are the opposite of abstract nouns (which refer to concepts like freedom and love). However, as used in the essay portion of the AP Language and Composition Exam. this term has a slightly different connotation. The direc tions may read sometbing like this: "Provide concrete details that will convince the reader." This means that your essay should include details in the passage; at times, you' ll be allowed I() provide details from your own life (readings, obser· vations, experiences, and so forth).77
652093872descriptive detailWhen an essay uses this phrase, look for the writer's sensory description. Descriptive detail appealing to the visual sense is usually tbe most predominant, but don't overlook other sensory details. As usual, after you identify a passage's descriptive details, analyze their effect.78
652094153devicesThe figures of speecb, syntax, diction, and other stylistic elements that collectively produce a particular artistic effect.79
652094199narrative devicesThis term describes the tools of the storyteller (also used in nonfiction), such as ordering events so that they build to a climactic moment or withholding infomlation until a crucial or appropriate momcnt when revealing it creates a desired effect On the essay portion of the exam, this lerm may also apply to biographical and autobiographical writing.80
652094528narrative techniquesThe style of telling the "story," even if the passage is nonfiction. Concentrate on the order of events and on their detail in evaluating a writer's technique.81
652094532sentence structureWhen an essay question asks you to analyze sentence structure, look at the type of sentences the author uses. Remember that the basic sentence structures are simple, compound, and complex and variations created with sentence combining. Also consider variation or lack of it in sentence length, any unusual devices in sentence construction, such as repetition or inverted word order, and any unusual word or phrase placement with all devices, be prepared to discuss the effect of the sentence structure. For example, a series of short, simple sentences or phrases can produce a feeling of speed and choppiness. which may suit the author's purpose.82
652094533stylistic devicesAn essay prompt that mentions stylistic devices is asking you to note and analyze all of the elements in language that contribute to style-such as diction, syntax, tone, attitude, figures of speech, connotations, and repetition.83
652094534Ad hominem argumentAn argument attacking an individual's character rather than his or her position on an issue84
652094535AnadiplosisFigure of repetition that occurs when the last word or terms in one sentence, clause, or phrase is/are repeated at or very near the beginning of the next sentence, clause, or phrase.85
652094536AnaphoraFigure of repetition that occurs when the first word or set of words in one sentence, clause, or phrase is/are repeated at or very near the beginning of successive sentences, clauses, or phrases; repetition of the initial words over successive phrases or clauses86
652094537Anathema(n.) an object of intense dislike; a curse or strong denunciation (often used adjectivally without the article)87
652094539AnecdoteA brief story that illustrates or makes a point88
652094540Antimeriathe substitution of one part of speech for another89
652094541AntimetaboleFigure of emphasis in which the words in one phrase or clause are replicated, exactly or closely, in reverse grammatical order in the next phrase or clause; a chiasmus on the level of words (A-B, B-A). For example, "And so, my fellow Americans, ask not what your country can do for you; ask what you can do for your country" (JFK).90
652094542Appeal to authorityA fallacy in which a speaker or writer seeks to persuade not by giving evidence but by appealing to the respect people have for a famous person or institution.91
652094543Argumentationone of the four forms of discourse which uses logic, ethics, and emotional appeals (logos, ethos, pathos) to develop an effective means to convince the reader to think or act in a certain way.92
652094544AssonanceRepetition of a vowel sound within two or more words in close proximity93
652094545AsyndetonA series of words separated by commas (with no conjunction), e.g. "I came, I saw, I conquered." The parts of the sentence are emphasized equally; in addition, the use of commas with no intervening conjunction speeds up the flow of the sentence.94
652094546attitudeA speaker's, author's, or character's disposition toward or opinion of a subject.95
652094547audienceOne's listener or readership; those to whom a speech or piece of writing is addressed.96
652094548Balanced sentenceA sentence in which words, phrases, or clauses are set off against each other to emphasize a contrast97
652094549Begging the questionOften called circular reasoning, __ occurs when the believability of the evidence depends on the believability of the claim.98
652094551///Users/pfindley/Desktop/http-::quizlet.com:bms11111.webloc...99

Microbiology Flashcards

Basic Microbiology

Terms : Hide Images
897744497Microbiologythe science that studies living organisms that cannot be seen with the naked eye.0
897744498Pathogena disease-producing microorganism1
897744499Aerobic microbesmicrobes that can only live in the presence of oxygen2
897744500Anaerobic microbesMicrobes that grow best in the absence of oxygen3
897744501AntisepticsSolutions that are applied directly to the skin and prevent or slow the growth of pathogens.4
897744502DisinfectionA process that uses strong chemicals such as bleach solution and zephirin to kill pathogens. These chemicals are used mainly on objects and not on the skin.5
897744503SterilizationA process used to kill microbes and their spores.6
897744504Bacteriasingle-celled or noncellular spherical or spiral or rod-shaped organisms lacking chlorophyll that reproduce by fission7
897744505Fungiplant like organism that lives on dead matter8
897744506Protozoatiny animals that are found in contaminated water supplies and in decayed materials9
897744507Rickettsiaeparasites that must live inside the cells of other living organisms. They are transmitted by the animal the parasites inhabits, such as fleas, lice, and ticks.10
897744508Virusesthe smallest of all the microorganisms. They can grow and reproduce only inside other living cells, and are difficult to destroy11
1833024506non-pathogenmicrobes that benefit humans and the environment12
1833024507Cocciround in shape13
1833024508bacillirod shaped14
1833024509spririllacorkscrew or spiral shaped15
1833024510diplococcicocci occur in pairs or two circles16
1833024511streptococcicocci occur in chains17
1833024512staphylococcicocci occur in clusters or groups18
1833024513flagellathreadlike projections similar to a tail that allow the organism to move19
1833024514sporesthick walled capsules, occurs when conditions are poor,20
1833024515antibiotic resistantbacterium that is resistant to antibiotics21
1833024516antifungal medicationsused to treat fungal infections, can cause liver disease22
1833024517antibioticsused to kill bacteria, ineffective against viruses23
1833024518Hepatitis BVirus that is transmitted through blood and body fluids that causes serious liver disease, there is a vaccine available and employers must provide the vaccine to employees24
1833024519Hepatitis CVirus that causes liver disease that is spread through blood and body fluids, there is no immunization for this virus25
1833024520Acquired Immunodeficiency Syndrome (AIDS)this virus suppresses the immune system, individuals can not fight off many cancers and infections that would not affect a health person. There is no immunization.26
1833024521helminthsmulticellular parasitic organisms commonly called worms or flukes27
1833024522Hookwormsattach to the small intestine and can infect the heart and lungs28
1833024526Taenia solium (pork tapeworm)contracted by eating inadequately cooked pork29

Chapter 21: Expanding Horizons of Cross-Cultural Interaction Flashcards

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3578297178Trading CIties-Melaka: principle port in Indian Ocean -population o 50,000 -Tomé Pires said there were 80 languages -Mongol conquests led to economic decline in sw Asia -Silk Roads under mongols became safer0
3578297412Marco Polo-father Niccolo and uncle Maffeo visited china, traveled and traded thruout Mongol lands, met Khuilai Khan -Khubilai Khan sent Marco on diplomatic missions -was made pow, told stories mentioning spices, textiles, gems -was appointed governor of city of Yangzhou1
3578371676Mongol-Christian Diplomacy-Pope Innocent IV dispatched evoys who invited Mongol khans to convert to Christianity in alliance against Muslims -khans declined2
3578371795Rabban Sauma-1287 Mongol ilkhan of Persia planned to invade Muslim lands of sw Asia, capture Jerusalem -Dispatched Rabban Sauma, nestorian christian priest, as envoy to pope and european leaders -met with kings of france and england, the pope -1295 Ghazan (new Persian ilkhan) converted to Islam -sharia gave religious observances and social relationships based on Quran -conversion to islam in india, se asia and sub saharan africa created demand for muslims educated in islamic law3
3578379405Ibn Battuta: 1304-1369-visited India, Maldive Islands, Sawhili city states, Mali empire -was qadi and advisor to sultan of Delhi; supervised affairs of mosque, heard cases at law, enforced Islamic standards of justice -qadi in Maldive islands; promoted proper observance of Islam4
3578383196Sufi Missionaries-didn't insist on strict understanding of Islam, emphasized piety and devotion to Allah -tolerated worship of other deities -spread islam by flexible approach5
3578383478Christian Missionaries-accompanied crusaders, attracted large # of converts n areas such as Baltic islands, sicily and spain -minority religion in eastern mediterranean -missions sought to convert mongols and chinese to roman catholic christianity6
3578383479John of Montecorvino-Italian Franciscan -went to China in 1291 -became first archbishop of Khanbaliq in 1307, died in 1328 -translated New Testament and book of Psalms into Turkish (used at Mongol Court) -built churches in China, took in young boys from Mongol & Chinese families, baptized them, taught them Latin and Roman Catholic rituals -east Asians already had religious traditions; Christianity had little appeal7
3578391244Cultural Exchanges-exchange of songs, stories, religious ideas, philosophical views, scientific knowledge -troubadours drew on poetry, music and love songs of Muslim performers -agricultural and technological diffusion -magnetic compass spread from China to Indian Ocean basin8
3578391245Spread of Crops-Muslim travelers introduced new crops to sub-Saharan Africa -citrus fruits, rice-enriched diets -cotton was principle textile produced in Sub saharan africa by 15009
3578391246Sugarcane-cultivated large scale of sugarcane in sw Asia and north Africa during Abbasid caliphate -spread to Europeans; organized sugarcane plantations on Mediterranean islands-Sicily, Cyprus, Crete, Rhodes -social and economic effects: booming economy, Muslim pows and black Africans used as slaves10
3578391452Gunpowder Technologies-Mongols incorporated gunpowder based weapons in 1214; used catapults and trebuchets -gunpowder reached Europe by mid 13th century -developed cannons11
3578391707The Little Ice Age-1300 temperature dropped, shorter growing seasons; led to decrease in agricultural production and famine -Norse settlers abandoned colonies in Greenland12
3578391844Origins of Epidemic Bubonic Plague-spread from Yunnan region of sw China -infects rodents, fleas transmit disease -mongol military campaigns spread disease -epidemic killed 90% of pop. in Hebei13
3578403565Spread of Plague-Mongols, merchants spread disease along trade routes -reached ports ports of Caffa and Tana -disease caused inflamed lymph nodes -referred to as "Black Death" bc of black or purple swellings -killed 60-70% of victims -northern Europe, India, sub-Saharan Africa avoided plague14
3578403566Population Decline-Chinese pop. went from 85 million in 1300 to 75 million in 1400 -European pop. went from 79 million in 1300 to 60 million in 140015
3578404013Social and Economic Effects-caused labor shortages, led to social unrest -Western Europe: workers demanded higher wages, left homes to find better conditions -authorities froze wages and forbid workers to leave homes -peasants moved to places where landlords had better terms -landlords restricted freedom of peasants, reimposed labor requirements -lords sought to reinstate serfdom -rebellions of workers and peasants16
3578404014Hongwu-overthrew Mongol rule -established Ming dynasty in 136817
3578404015Min Centralization-reestablished Confucian educational and civil service systems -emperor ruled China directly without aid of chief ministers18
3578404221Mandarins-represented central government to local authorities19
3580517633Eunuchs-in government could not build family fortune20
3580517634Economic recovery-repaired irrigation systems -agricultural productivity surged -promoted manufacture of porcelain lacquerware silk and cotton textiles -trade within China flourished with increased production21
3580517635Cultural revival-actively promoted Neo Confucianism -young Encyclopedia: massive anthology of Chinese cultural traditions22
3580517636Recovery in Europe: state building-Levied taxes and large standing armies strengthened societies23
3580517637Italian states-Each had independent -administration and army levied direct taxes on citizens24
3580517638France and England-Fought Hundred Years' War (1337-1453) over control of French lands -authority of central government over feudal nobility -England did not maintain standing army France did25
3580517639Spain-United by marriage of Fernando of Aragon and Isabel of Castile -sales tax supported powerful standing army -completed the reconquista by conquering Grenada from Muslims -seized southern Italy in 1494 -sponsored Columbus's quest for western route to China26
3580517640Russia-Ivan II gathered Russian states and United them -built strong centralized govt modeled after Byzantine state27
3580517641Competition-frequent small scale wars -conflicts created new military and naval technology -technological innovations strengthened European armies28
3580517642Italian Renaissance art-Renaissance: rebirth (1300-1600) -city states sponsored I locations in art and architecture -painters (Masaccio and Leonardo) used linear perspective to show 3D -sculptors (Donatello and Michelangelo) created natural poses29
3580517643Renaissance and architecture-simple and elegant style -inherited from Classical Greek and Roman -created domes30
3580517644Humanists-inspired by classical models -scholars interested in history literature moral philosophy -committed to Christianity31
3580589495Desiderius Erasmus-1466-1536 -most notable humanist writers -published first edition of Greek New Testament in 151632
3580589496Francesco Petrarca-1304-1374 -humanist who traveled throughout Europe searching for manuscripts of classical works33
3580589497Humanist moral thought-inspired by Cicero -reconciled Christian values and ethics with urban and commercial society of Europe34
3580589498Renaissance Europe and the Larger World-Renaissance painter painted silk ceramic wood spice jars foreigners etc -pico's oration on the dignity of man (1486) harmonized religious and philosophical teachings (Plato Aristotle Judaism Christianity Islam Zoroastrianism35
3580517645Zheng He's Expeditions-7 expeditions -purpose was to control forge in trade and impress foreign ppl -his ships were largest marine crafts in the world -visited Southeast Asia, India, ceylon, Arabia, east Africa36
3580589499Chinese naval power-Zheng He's voyages were diplomatic -used force to impress foreign powers -expeditions established Chinese reputation in Indian Ocean basin37
3580589500End of the voyages-1453 -Confucian ministers distrusted Zheng He -resources redirected to agriculture use -new Mongol military threat in 1420s and 1430s -expeditions ended after 7th voyage -imperial officials destroyed nautical charts of Zheng He -technology of building large ships was lost38
3580589501Portuguese exploration-Mariners emerged as early leaders -prince Henry the navigator wanted to Spread Christianity and increase Portugal influence on the seas -Portuguese forces seized Moroccan city of Ceuta I'm 141539
3580589502Colonization of the Atlantic islands-colonized Madeiras and Azores Islands -unsuccessful effort to colonize Canary Islands -Cale verde, Fernando po, São Tomé, Príncipe -cultivated sugarcane on islands40
3580589503Slave trade-traders explored west coast of Africa -traded guns, textiles for gold and slaves -thousands of slaves transported to Atlantic island plantations -worked as laborer a and domestic servants41
3580589504Indian Ocean trade-Portuguese searched for sea route to Asian markets without Muslim and Italian intermediaries -Bartolomeu Dias reached cape of good hope and entered Indian Ocean by 1488 (crew forced him to turn around) -Vasco de Gama arrived at Calicut in 1498, returned to Lisbon with huge profit -Portuguese Mariners dominated trade between Europe and Asia -ships were able to overpower Arabian Persian Indian and Asian vessels -didn't have enough ships to police entire Indian Ocean42
3580589505Christopher Columbus-Genoese mariner Cristoforo Colombo -conceived idea of sailing west to reach Asian markets -plan rejected by Portuguese King, sponsored by King and queen of Spain (Fernando and Isabel) -set sail in 1492 landed in San Salvador in Bahamas -returned to Spain without gold, silk, spices; thought he reached Asian islands43

Chapter 21: Expanding Horizons of Cross-Cultural Interaction Flashcards

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5323493326What did the patterns of long-distance trade develop?Trading cities and emporia0
5323494772What did the nomadic invasions cause?Local devastation but it expanded the trade network1
5323497583What is an example of the nomadic invasions that caused a local devastation?The Mongols in China, thirteenth century2
5323500344Who is Marco Polo?Son of a merchant who entered the service of Mongol Khubilai Khan3
5323536236Who recorded Marco Polo's travels?By a fellow prisoner in Venice-Genoa conflict/prison4
5323540778Who invited the Mongols to convert to Christianity?Pope Innocent IV5
5323545445What was the Mongol's counter-offer of the invite of Christianity?Christians accept Mongol rule or face destruction6
5323553968Who is Rabban Sauma?Nestorian Christian priest who travelled for religious reasons7
5323559122Who is Ibn Battuta?Islamic scholar who worked in governments on extensive travel8
5323566096What was the strict punishment based on?Sharia law9
5323568262Who is John of Montecorvino?Someone who travelled to China and translates Biblical texts and built churches10
5323571163What are troubadours?People who go around singing songs and telling stories11
5323576364Where is the magnetic compass from?China12
5323580340What caused the growth in slave trade?The need for sugarcane13
5323582204What was the "little ice age"?Decline of agricultural output leads to widespread famine14
5323589140What came from Southwest China, carried by fleas on rodents?The Bubonic plague15
5323624217What was one consequence of starvation and poverty?Susceptibility to disease16
5323627640What were the attempts to stop the plague?A doctor's robe and "leeching"17
5323636218What does flagellanti mean?Self-inflicted "penance" for our sins18
5323639748Who were the pogroms?People against the Jews19
5323641664How many people died because of the Bubonic plague?25,000,000 dead20
5323643318What was the mortality rate of the Bubonic plague?35% - 70%21
5323646588What were the political, economic, and social effects of the Bubonic plague?Massive labor shortage, demand for higher wages, population movements, and governments attempt to freeze wages/stop serf movements22
5323654877What was a result of the governments attempting to freeze wages?Riots23
5323693042What was the Ming dynasty also called?The "brilliant" dynasty24
5323715829What are mandarins?Emissaries25
5323719079What was there a heavy reliance on in the reestablished Ming dynasty?Eunuchs26
5323723770In the reestablished Ming dynasty, what system was reestablished, as well?Confucian educational system27
5323743749Who commissioned the Encyclopedia?Emperor Yongle28
5323753990Was China centralized or decentralized?Centralized29
5323757430Who had an army of 15,000?French Louis XI30
5323765030How was Philip of Valois selected as king?The French nobility selected him, a cousin of the last king through the male line31
5323774387What title did King Edward III of England claim?"King of France"32
5323784781What was the conflict with Flanders?Flanders wanted its independence from french control33
5323791238What was the war's characteristics?Series of short raids and expeditions punctuated by a few major battles, marked off by truces or ineffective treaties34
5323806643What was the battle of Poitiers?Repeat of Crécy; resulted in the capture of the French king35
5323812146When the French king was captured, who was France ruled by?The Estates general36
5323857553Who was the French king that was captured?John II37
5323861306What was the purpose of the Estates general being in charge?To secure the funds for the war38
5323865255Why was Richard II forced to abdicate?He was charged with tyranny39
5323873567Which house was Henry IV from?The House of Lancaster40
5323877659What was the result of the war?A truce was signed ending both the French and British nobilities41
5323885830What was the treaty that ended that battle of Agincourt?Treaty of Troyes42
5323887959What was the first major French victory?The battle of Orléans43
5323893698Who was Joan of Arc?A woman who dressed like a man and was Charles' most feared military leader44
5323910144Who worked with real human anatomy and musculature?leonardo da Vinci45
5323912880What was the architecture of the renaissance period?Domed cathedrals46
5323916952Who were the Humanists?Those who believed in the rejection of monastic lifestyle in favor of morally virtuous life while engaged in the world47
5323923406What did Desiderius Erasmus do?A man who published critical Greek-latin edition of the New Testament48

AP World History- Chapter 20- Worlds Apart: The America's And Oceania Flashcards

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1115808640Teotihuacan● The largest early city in Mesoamerica0
1115808641Mexica/Aztec● Group of migrants drawn to central Mexico from northwestern regions ● Dominated the alliance that built Aztec empire in the 15th century ● Had reputation for making trouble by kidnapping women from nearby communities and and seizing land already cultivated by others1
1115808642Calendars● Developed by Aztecs ● Solar year consisted of 365 days ● Ritual year consisted of 260 days2
1115808643Huitzilopochitli● Mexican deity ● Taken as patron deity by warriors in the early years of the 14th century ● Military success persuaded Mexica that he especially favored them, and as military success mounted, the priests of his cult demanded sacrificial victims to keep the war god appeased3
1115808644Cahokia● Cosmopolitan city containing the largest surviving mound ● At its height from 900-1250 CE4
1115812258Tenochtitlan● Cosmopolitan city built by the Aztecs in 1345 ● Eventually became their capital ● Surrounded Lake Texcoco ● On top of which, Spanish conquerors built Mexico City5
1115829164Allyus● The traditional form of communities in the Andes6
1115856000Mummification● Descendants mummified royal remains and regarded departed kings as intermediaries with the gods ● Process that preserves a dead body7
1115933094Chichèn Itza● Large pre-columbian society built by the Mayan civilization8
1115933095Chinampa● Method of agriculture that involved small, rectangular areas of fertile land to grow crops in shallow areas of Lake Texcoco9
1115944047Confederation● an organization that consists of a number of parties or groups united in an alliance or league.10
1115999931Calpulli● Community groups in the Mexica civilization11
1115999932Quetzalcóatl● Principal god of the Aztec religion ● Had a reputation for supporting arts, crafts, and agriculture ● Also known as "the Feathered Serpent"12
1115999933Pueblos● Society that lived in modern day Southwestern America ● Constructed adobe buildings13
1115999934Matriarchy● A society or government ruled by women or woman14
1115999935Cuzco● Administrative, religious, and ceremonial center of the Inca Empire ● Considered "the naval of the universe"15
1115999936Quipu● Incan mnemonic aid comprised of different colored strings and knots that served to record events in the absence of a written text16
1115999937High Point of the Toltec Empire● 950-1150 CE ● Supported a population that might have reached 60,000 people ● Built a compact regional empire and maintained fortresses far to the northwest to protect their state from invasion by nomadic people17
1116254344Collapse of the Toltec Empire● 1175 ● Combination of civil conflict and nomadic incursion had destroyed the Toltec Empire18
1116254345Inca Settlement Near Cuzco● Originally a modest village, but Pachacuti soon transformed it ● Eventually became the administrative, religious, and ceremonial center of the Inca Empire19
1116254346Foundation of Tenochtitlan by the Mexica● 1345 ● Mexica settled on an island in a marshy region of Lake Texcoco and founded the city that would soon become their capital20
1116254347Emergence of the Five Iroquois Nations● 1000-1400 ● Owasco people had established a distinct society in what is now New York ● By about 1400, the five Iroquois nations emerged from the Owasco society21
1116254348Reign of the Aztec Ruler Itzcoatl● 1428-1440 ●Advanced first against the Oaxaca in southwestern Mexico22
1116254349Reign of the Aztec Ruler Motecuzoma I● 1440-1469 ● Advanced first against Oaxaca ● After conquering Oaxaca and slaying most of its inhabitants, they populated the city with colonists23
1116254350Reign of the Aztec Ruler Motecuzoma II● 1502-1520 ● Ill-fated ruler of the Aztec Empire when Spanish invaders appeared in 1519 ● Originally a priest of a popular Mexican cult24
1116254351Arrival of Spanish Conquerors in Mexico● 1519 ● Europeans arrive in Mexico25
1116254352Beginning of Population Growth in the Pacific Islands● After the 14th century ● Number of Pacific Islanders increased26
1116254353Beginning of Two Way Voyages Between Hawaii and Tahiti and the Marquesas Islands● 12 and 13 centuries CE ● a series of voyages linked Hawaii and Tahiti to the Marquesas Islands ● Memories of these voyages survive in oral traditions27
1116254354Emergence of Distinct Social Classes and Chiefly States● 13 century ● Expanding populations prompted residents to develop increasingly complex social classes ● Distinct classes emerged as aristocratic and ruling elites decided the course of public affairs in their societies28
1116254355Construction of Fishponds in Hawaii● 14 century ● Inhabitants of Hawaii built ingenious Fishponds that allowed small fry to swim from the ocean through narrow gates into rock enclosed spaces that prevented larger fish from escaping29

Worlds Apart: The Americas and Oceania Flashcards

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3239110188Teotihuacanlargest city in pre-Columbian America, 25 miles (40 km) northeast of Mexico City. Built c. 300 bc, it reached its zenith c. ad 300-600, when it was the center of an influential culture that spread throughout Meso-America. It was sacked by the invading Toltecs c. 900.0
3239110189Toltecsmember of an American Indian people that flourished in Mexico before the Aztecs.1
3239111980MexicaThe Mexica or Mexicas — were an indigenous people of the Valley of Mexico, known today as the rulers of the Aztec empire. The Mexica were a Nahua people who founded their two cities Tenochtitlan and Tlatelolco on raised islets in Lake Texcoco around AD 1200. After the rise of the Aztec Triple Alliance, the Tenochca Mexica, assumed a senior position over their two allied cities — Texcoco and Tlacopan.2
3239113981Tulaancient capital city of the Toltecs, usually identified with a site near the town of Tula in Hidalgo State, in central Mexico.3
3239116306Tenochtitlanancient capital of the Aztec empire, founded c. 1320. In 1521, the Spanish conquistador Cortés destroyed it and established Mexico City on its site.4
3239123519Aztecmember of the American Indian people dominant in Mexico before the Spanish conquest of the 16th century.5
3239123520Mexica Societya highly complex and stratified society that developed among the Aztecs of central Mexico in the centuries prior to the Spanish conquest of Mexico, and which was built on the cultural foundations of the larger region of Mesoamerica. Politically, the society was organised into independent city-states, called altepetls, composed of smaller divisions (calpulli), which were again usually composed of one or more extended kinship groups. Socially, the society depended on a rather strict division between nobles and free commoners, both of which were themselves divided into elaborate hierarchies of social status, responsibilities, and power. Economically the society was dependent on agriculture, and also to a large extent on warfare. Other economically important factors were commerce, long distance and local, and a high degree of trade specialisation.6
3239127078Nahuatl Languageknown informally as Aztec, is a language or group of languages of the Uto-Aztecan language family.7
3239129194TezcatlipocaTezcatlipoca was the principal god. He was at first the god of life, and was represented bearing darts and a polished metal shield.8
3239131263Quetzalcoatlplumed serpent god of the Toltec and Aztec civilizations.9
3239131264Bloodlettingthe letting of blood out of ones body10
3239138339Huitzilopochtlia Mesoamerican deity of war, sun, human sacrifice and the patron of the city of Tenochtitlan. He was also the national god of the Mexicas, also known as Aztecs, of Tenochtitlan. Many in the pantheon of deities of the Aztecs were inclined to have a fondness for a particular aspect of warfare. However, Huitzilopochtli was known as the primary god of war in ancient Mexico. Since he was the patron god of the Mexica, he was credited with both the victories and defeats that the Mexica people had on the battlefield.[1] It is important to remember that the defeat of their patron deity meant the defeat of his people. This is one of the many reasons why they were concerned with providing exquisite tribute and food for him. Not only was it important for him to survive his battles, but the fate of the Mexica people would have rested in the victory of Huitzilopochtli.11
3239140297Pueblo/Navajomember of an American Indian people of New Mexico and Arizona.12
3239143225Iroquoismember of a former confederacy of North American Indian peoples originally comprising the Cayuga, Mohawk, Oneida, Onondaga, and Seneca peoples (known as the Five Nations), and later including also the Tuscarora (thus forming the Six Nations).13
3239144776Inca Empiremember of a South American Indian people living in the central Andes before the Spanish conquest.14
3239144777Chimumember of an Amerindian people inhabiting the northern coast of Peru and having a highly developed urban culture that lasted until its destruction by the Incas.15
3239167196Cuzcocity in the Andes in southern Peru; pop. 348,900 (est. 2007). It was the capital of the Inca empire until the Spanish conquest in 1533.16
3239167197Quipuancient Inca device for recording information, consisting of variously colored threads knotted in different ways.17
3239167198Artisanworker in a skilled trade, especially one that involves making things by hand18
3239170553Polynesian Regiongroup of Austronesian languages spoken in Polynesia, including Maori, Hawaiian, and Samoan.19

Corporate Governance Flashcards

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4706244597Internal environment.CPA-06480: According to the Committee of Sponsoring Organizations (COSO) of the Treadway Commission, which of the following components of enterprise risk management addresses an entity's assignment of authority and responsibility?0
4706244598foundational elements such as organizational structure, assignment of authority and responsibility, integrity and ethical values, risk management philosophy, commitment to competence and human resource standards, and similar issues that influence the tone of the organization.The internal environment component of the enterprise risk management (ERM) framework includes:1
4706244599Monitoring.CPA-06481: According to the Committee of Sponsoring Organizations (COSO) of the Treadway Commission, which of the following components of enterprise risk management addresses an entity's reporting deficiencies?2
4706244600key elements that relate to the ongoing management activities or separate evaluations of the ERM approach adopted by the entity, including addressing reporting deficiencies.The monitoring component of the enterprise risk management (ERM) framework includes:3
4706244601Monitoring.CPA-06482: According to the Committee of Sponsoring Organizations (COSO) of the Treadway Commission, which of the following components of the internal control integrated framework addresses an entity's timely reporting of identified internal control deficiencies?4
4706244602the principle that deficiencies should be investigated in ongoing and separate evaluations and that deficiencies should be reported.The monitoring component of the integrated framework includes:5
4706244603Financial reporting competencies.CPA-06483: A company that retains a CPA with the appropriate knowledge, skills and abilities to prepare timely and effective financial reporting is applying the ideas from which principle of effective internal control over financial reporting?6
4706244604stronger controls and encourages the company to retain qualified personnel to handle financial reporting.The financial reporting competencies principle of the control environment component of internal control integrated framework suggests:7
4706244605Board Member-Yes/Independent Auditor-No/Board membership does not impair independence for purposes of audit committee membership (in fact, being a board member is a requirement). The independent auditor is hired and paid by the audit committee and thus is not independent, per the rule above.CPA-06484: The Sarbanes-Oxley Act of 2002 requires that the members of the audit committee be independent with regard to the issuer. Within the meaning of the law, which of the following corporate officers would be considered independent? Board Member/Independent Auditor8
4706244606members of the issuer's Board of Directors but also must be otherwise independent.Rule: Audit committee members are to be:9
47062446071. Audit committee members may not accept compensation from the issuer for consulting or advisory services. 2. Audit committee members may not be an affiliated person of the issuer (affiliation means a person has the ability to influence financial decisions).Independence criteria are as follows:10
4706244608If an issuer does not have an audit committee financial expert, the issuer must disclose the reason why the role is not filled.CPA-06663: According to the Sarbanes-Oxley Act of 2002, which of the following statements is correct regarding an issuer's audit committee financial expert?11
4706244609financial expert, or disclose why that role is not filled. Section 407 requires that the financial expert have an understanding of GAAP and financial statements, be able to assess the application of accounting principles, have comparable experience applying accounting principles to entities that present a similar level of complexity of the issuer, and understand both internal controls and audit committee functions.Sarbanes-Oxley Section 407 requires that an issuer's audit committee have at least one:12
4706244610Audit committee.CPA-06739: The Sarbanes-Oxley Act of 2002 was enacted in response to corporate scandals that largely centered on the quality of corporate financial disclosure and highlighted the inadequate oversight of management, auditors and the Board of Directors. The Sarbanes-Oxley Act addresses the problems related to inadequate board oversight by requiring public companies to have an:13
4706244611the appointment, compensation and oversight of the work of the public accounting firm employed by that public company. The separation of audit supervision from the Board of Directors addresses the problem of inadequate board oversight.Public companies are required to establish an audit committee that is directly responsible for:14
4706244612The existence of financial expert(s) on the audit committee or the reasons why the audit committee does not have a financial expert.CPA-06740: The Sarbanes-Oxley Act of 2002 requires that one or more members of the audit committee be a financial expert and that the financial reports disclose:15
4706244613the existence of financial expert(s) on the committee or the reasons why the committee does not have a financial expert.In the financial reports, the issuer must disclose:16
4706244614The enhanced level of financial sophistication of the financial expert can serve as a resource for the audit committee.CPA-06741: The primary benefit of having a financial expert on a company's audit committee is:17
4706244615the expertise that the board can bring to its oversight function.The benefits of a financial expert on the audit committee relate to:18
4706244616The Board of Directors would likely evaluate Astor's qualifications to serve on the audit committee and be designated as a financial expert based on mix of knowledge and experience.CPA-06742: Arnold Astor, CPA, is a local tax practitioner who has been asked to sit on the Board of BigLarge Corporation, a multinational issuer. Astor has never had any involvement either as an employee or as an auditor with publically traded companies but does teach an accounting principles class at the community college. Under the provisions of Sarbanes-Oxley Act of 2002:19
4706244617judgmental issue is typically made by the Board of Directors. The Sarbanes-Oxley Act is silent as to what group has the authority to designate an individual a financial expert but in practice, the board most often makes that decision. The Act provides some guidance but does not prescribe specific qualifications.Qualification as a financial expert is a:20
4706244618Prompt internal reporting of code provisions and accountability for adherence to the code.CPA-06743: The Sarbanes-Oxley Act of 2002 requires that the officers of a corporation be held accountable to a code of ethics. According to the Act, codifications of ethical standards should include provisions for all of the following, except:21
4706244619Sarbanes-Oxley Act itself does not have this requirement.Although the SEC proposed standards for codes of ethics to include both internal reporting of code provisions and accountability for adherence to the code, the:22
4706244620A statement that there are no disagreements between management and the auditor as to the effectiveness of internal controls.CPA-06744: The Sarbanes-Oxley Act of 2002 requires that the management report on internal control include all of the following, except:23
4706244621management's assumption of responsibility for internal control, management's assessment of internal control effectiveness and a statement that the auditor has reported on management's evaluation. Management does not describe disagreements, if any, between management and the auditor.Financial statement disclosures include:24
4706244622Means and methods for balancing risk and growth.CPA-06745: The Sarbanes-Oxley Act of 2002 seeks to improve investor confidence by providing greater transparency for all of the following issues, except:25
4706244623less on strategic operations and more on the financial reporting issues impacted by the audit committee's competence, the ethical behavior of senior officers and the adequacy of internal controls.The issues surrounding risk and growth are significant to investors and generally addressed by enterprise risk management concepts; however, the Sarbanes-Oxley Act focuses26
4706244624Obtain and Use Information./The principle of obtain and use information is applied when the organization obtains or generates and uses relevant, high-quality information to support the functioning of the control. In this case, management is using the exception report (information) to support the control of monitoring overtime costs.The Gotham Corporation regularly produces budget vs. actual data for its managers. The company is particularly sensitive to personnel costs, and division variances of greater than five percent for any period are promptly investigated to determine if budgeted postions have not been filled or if there has been extraordinary overtime. Timely exception resolution of this character illustrates the information and communication principles typically associated with:27
4706244625External Communication./The principle of external communications asserts that matters affecting the achievement of financial reporting should be communicated with outside parties.CPA-06748: The external auditors for the Horace Company assess the achievement of internal control objectives each year and communicate the assessment to management and the Board. Communication by the external auditor illustrates which principle of the information and communication component of the Committee on Sponsoring Organization's Integrated Framework?28
4706244626Private sponsoring organizations.CPA-06751: The Treadway Commission was established to study factors that lead to fraudulent financial reporting. The Treadway Commission was established by:29
4706244627mid 1980's to study the factors that can lead to fraudulent financial reporting.The Committee on Sponsoring Organizations (COSO), an independent private sector initiative, was initially established in the30
4706244628James Treadway, Jr., an executive in the private sector.The COSO is sometimes referred to as the Treadway Commission after its original Chairman,31
47062446291.the American Accounting Association (AAA), 2. the American Institute of Certified Public Accountants (AICPA), 3. the Financial Executives Institute (FEI), 4. the Institute of Internal Auditors (IIA), 5. and the Institute of Management Accountants (IMA).The private "sponsoring organizations" of the Treadway Commission included the five major financial professional associations in the United States:32
4706244630To help businesses assess internal control.CPA-06752: The Committee on Sponsoring Organizations prepared the Internal Control Integrated Framework:33
4706244631assist organizations in developing comprehensive assessments of internal control effectiveness. The Framework is widely regarded as an appropriate and comprehensive basis to document the assessment of internal controls over financial reporting.In 1992, the Committee on Sponsoring Organizations (COSO) issued Internal Control - Integrated Framework (the Framework) to:34
4706244632Avoidance/A response to risk that involves the disposal of a business unit, product line, or geographical segment is called risk avoidance. When Able sells all of its businesses in Florida, the company eliminates its exposure to named storms that hit Florida.CPA-06753: Able Corporation owns numerous businesses along the coast of Florida. The company's management has identified business interruption events as a potential risk resulting from storm damages caused by hurricanes. Management is so fearful of the possibility of storm damage that they elect to divest the company of virtually all properties on the Florida coast. Able's response to potential risks is known as:35
4706244633Sharing./Insuring against losses or entering into joint ventures to address risk is known as risk sharing.CPA-06754: Able Corporation owns numerous businesses along the coast of Florida. The company's management has identified business interruption events as a potential risk resulting from storm damages caused by hurricanes. The company elects to not only insure its properties but to "buy down" standard deductibles with additional premium. Able's response to potential risks is known as:36
4706244634Reduction./A response to risk that involves the diversification of product offerings rather than elimination of product offerings is called reduction.CPA-06755: Able Corporation owns numerous businesses along the coast of Florida. The company's management has identified business interruption events as a potential risk resulting from storm damages caused by hurricanes. The company elects to balance its portfolio of risk with property investments on the coast of other states and in Florida's interior. Able's response to potential risks is known as:37
4706244635Acceptance./Self insuring or simply tolerating the full exposure to risk is known as acceptance.CPA-06756: Able Corporation owns numerous businesses along the coast of Florida. The company's management has identified business interruption events as a potential risk resulting from storm damages caused by hurricanes. The company elects to treat the potential damages from hurricanes as part of their business model. Able's response to potential risks is known as:38
4706244636Event Inventory./When management uses listings of potential events common to a specific industry as a means of identifying risks or opportunities, the method is known as event inventory.CPA-06757: Barker Healthcare Corporation's management is developing their risk assessment as they review plans to expand their nursing home chain into various states in the southeast. The management team has consulted published industry sources to evaluate both population trends and affluence in the region as a means of evaluating both demand, the ability to pay and the risk that populations may either not seek healthcare or may not be able to afford it. Barker's listing of risks from industry sources is a technique for risk assessment known as a(n):39
4706244637Definitions of common sense approaches to software piracy to ensure that the company is competitive./Codes of conduct likely will not condone exceptions to ethical behavior or the law in the name of competition.CPA-06758: Kamp Sporting Goods seeks to establish a code of conduct that will communicate the "tone at the top" to all employees. The contents of the code will likely include all of the following, except:40
4706244638CPA-06759: Dollar Bus Company has set an objective to fully comply with published bus schedules to ensure consistent on-time service. The company knows that shorter routes per bus minimize delays caused by unforeseen issues. Shorter routes require a greater investment in the fleet. The company currently achieves an 83% compliance rate with the schedule and does not expect a significant increase or decrease in ridership or revenue as compliance improves to 100% but does see revenues fall off significantly when buses are late more that 20% of time. The company's objective setting would logically develop as follows:41
4706244639Obtain and Use Information.CPA-06747: The Gotham Corporation regularly produces budget vs. actual data for its managers. The company is particularly sensitive to personnel costs, and division variances of greater than five percent for any period are promptly investigated to determine if budgeted postions have not been filled or if there has been extraordinary overtime. Timely exception resolution of this character illustrates the information and communication principles typically associated with:42
4706244640the organization obtains or generates and uses relevant, high-quality information to support the functioning of the control. In this case, management is using the exception report (information) to support the control of monitoring overtime costs.The principle of obtain and use information is applied when:43
4706244641Private sponsoring organizations.CPA-06751: The Treadway Commission was established to study factors that lead to fraudulent financial reporting. The Treadway Commission was established by:44
4706244642the mid 1980's to study the factors that can lead to fraudulent financial reporting.The Committee on Sponsoring Organizations (COSO), an independent private sector initiative, was initially established in:45
4706244643the Treadway Commission after its original Chairman, James Treadway, Jr., an executive in the private sector. The private "sponsoring organizations" included the five major financial professional associations in the United States: the American Accounting Association (AAA), the American Institute of Certified Public Accountants (AICPA), the Financial Executives Institute (FEI), the Institute of Internal Auditors (IIA), and the Institute of Management Accountants (IMA).The COSO is sometimes referred to as:46
47062446441. the American Accounting Association (AAA), 2. the American Institute of Certified Public Accountants (AICPA), 3. the Financial Executives Institute (FEI), 4. the Institute of Internal Auditors (IIA), 5. and the Institute of Management Accountants (IMA).the five major financial professional associations in the United States are:47
4706244645To help businesses assess internal control.CPA-06752: The Committee on Sponsoring Organizations prepared the Internal Control Integrated Framework:48
4706244646- Integrated Framework (the Framework) to assist organizations in developing comprehensive assessments of internal control effectiveness. The Framework is widely regarded as an appropriate and comprehensive basis to document the assessment of internal controls over financial reporting.In 1992, the Committee on Sponsoring Organizations (COSO) issued Internal Control49
4706244647Compliance with the bus schedule would be reviewed in relation to the risk of lost ridership within tolerable compliance percentages above 80%./Objectives are aligned with risk appetite, which drives risk tolerance levels.CPA-06759: Dollar Bus Company has set an objective to fully comply with published bus schedules to ensure consistent on-time service. The company knows that shorter routes per bus minimize delays caused by unforeseen issues. Shorter routes require a greater investment in the fleet. The company currently achieves an 83% compliance rate with the schedule and does not expect a significant increase or decrease in ridership or revenue as compliance improves to 100% but does see revenues fall off significantly when buses are late more that 20% of time. The company's objective setting would logically develop as follows:50
4706244648Product demand may fall if sporting goods become less popular./Although product demand is a legitimate concern, the related objective is associated with staffing levels. The drop in product demand would not be an event identified regarding the objective of hiring staff within certain cost constraints.CPA-06760: Extra Edge Sporting Goods has set a strategic objective of being in the upper quartile of sporting goods retailers. The company identified a related objective of increasing its sales force by 50 new staff members while maintaining staff cost at .194 cents per sales dollar. Events identified by the management of Extra Edge that might interfere with achievement of their related objective would include all of the following, except:51
4706244649$10 million./Inherent risk is the risk to an entity in the absence of any actions management might take to alter either the risk's likelihood or impact. The $10 million exposure identified in the problem is the risk exposure without management's intervention.CPA-06761: Management has carefully evaluated the likelihood and impact of events on its foreign operations. In the event of a 3% variation in exchange rate, the impact is estimated at $10 million without any action taken by management and $4 million if the company purchases a hedge instrument. The impact of the inherent risk of changes in foreign currency exchange on achieving company's business objectives is:52
4706244650$ 4 million./The $4 million risk exposure, after management purchases the hedge, is the residual risk. Residual risk is the risk that remains after management responds to the risk.CPA-06762: Management has carefully evaluated the likelihood and impact of events on its foreign operations. In the event of a 3% variation in exchange rate, the impact is estimated at $10 million without any action taken by management and $4 million if the company purchases a hedge instrument. The impact of the residual risk of changes in foreign currency exchange on achieving company's business objectives is:53
4706244651The components of the enterprise risk management framework./The components of the enterprise risk management framework are the criteria used to evaluate its effectiveness.CPA-06765: The criteria for evaluating the effectiveness of enterprise risk management are:54
4706244652Human resources practices should be designed to facilitate effective internal control over financial reporting./ The regular evaluation of employees for their competence in financial reporting is an important link between human resources policies and the achievement of financial reporting objectives.CPA-06770: The Daphne Corporation evaluates employees with responsibilities for financial reporting for fulfillment of those responsibilities for compensation and promotion purposes. The company's policies support the idea that:55
4706244653Offer the opportunity to the corporation and accept it if the corporation rejects it./The business law concept of "duty of loyalty" is a common ethical standard. The director's duty of loyalty requires that the director offer opportunities presented in the market place first to the corporation and only accept them if the corporation rejects it. A land developer might sit on the board of a land development company. If presented with the opportunity to purchase a building or land at a significant discount, the developer would be obligated to offer the opportunity to the corporation first but would not be barred from taking advantage of the opportunity if the corporation had no interest.CPA-06977: In order to comply with a director's duty of loyalty to a corporation, what action(s) should a director take when presented with a corporate opportunity?56
4706244654ERM can provide absolute assurance with respect to objective categories./ERM provides a framework in which to manage risk within an organization's risk appetite to provide reasonable assurance regarding the achievement of entity objectives. The assertion that ERM can provide absolute assurance with respect to objective categories is not true but, if it were, it would represent a strength and not a weakness.CPA-06992: Each of the following is a limitation of enterprise risk management (ERM), except:57
4706244655Risk reduction.CPA-06993: A manufacturing firm identified that it would have difficulty sourcing raw materials locally, so it decided to relocate its production facilities. According to COSO, this decision represents which of the following responses to the risk?58
4706244656risk reduction.Relocation of production facilities to assure an uninterrupted supply chain (e.g., sourcing raw materials) is an example of59
4706244657avoidance, reduction, sharing and acceptance.The Committee of Sponsoring Organization's (COSO) Enterprise Risk Management (ERM) framework identifies four methods of responding to risk, including60
4706244658Change identification.CPA-07013: According to COSO, the use of ongoing and separate evaluations to identify and address changes in internal control effectiveness can best be accomplished in which of the following stages of the monitoring-for-change continuum?61
4706244659control baseline, followed by change identification and change management and concluding with control validation/ update. Change identification considers the risk assessment component of internal control and identifies changes in process or risk and verifies that the design of underlying controls remains effective. Monitoring through the use of ongoing and separate evaluations should consider the ability to identify and address changes in the change identification stage of the monitoring for change continuum.The COSO identifies four stages of the change continuum beginning with:62
4706244660Experience with internal accounting controls./The financial expert serving on the audit committee of an issuer must have experience with internal controls. The financial expert qualifies through education or past experience as an auditor or finance officer for an issuer of similar complexity.CPA-07014: Which of the following is necessary to be an audit committee financial expert according to the criteria specified in the Sarbanes-Oxley Act of 2002?63
4706244661The Board of Directors understands and exercises oversight responsibility related to financial reporting and related internal control./Active engagement by an audit committee in representing the Board of Directors relative to all matters of internal and external audits is evidence of the board's understanding of their oversight responsibility over financial reporting.CPA-06767: As a matter of policy, all correspondence to or from regulatory auditors received by the management of the Barclay Corporation is provided to the Barclay Corporation audit committee and the corporation's full board as needed. In assessing entity wide controls, management might conclude:64
4706244662Sound integrity and ethical values are developed and understood and set the standard of conduct for financial reporting./The existence of a compliance program that includes both ethics training and a hotline for anonymous reporting is evidence of development of ethical values and ensuring that those values are understood and taken seriously.CPA-06768: Auburndale Corporation has a corporate compliance program that allows employees the option of anonymously reporting violations of laws, rules, regulations, policies or other issues of abuse through a hotline. Reported issues are reviewed by the internal auditor and either immediately forwarded to the CEO or summarized and reported to the CEO each month. The program also provides opportunities to report through supervisory channels and includes a biannual training class that all employees must complete. The corporate compliance program demonstrates that:65
4706244663Sound integrity and ethical values are developed and understood and set the standard of conduct for financial reporting./The existence of a published code of ethics and a periodic acknowledgment that ethical values are understood is evidence of development of ethical values and ensuring that those values are understood and taken seriously.CPA-06769: The Carlton Corporation publishes an Employee Handbook that contains employee responsibilities for moral behavior including a code of conduct. Each year, employees must acknowledge their receipt of the handbook, their understanding of the code, and if they have any awareness of non-compliance within the company. The policies would indicate:66
4706244664The CFO updates the audit committee on status of internal control./Regular reporting to the audit committee represents reporting of deficiencies, not ongoing monitoring.CPA-06772: All of the following management activities of the Falco Insurance Group, Inc. are evidence of the ongoing monitoring of internal controls built into the company's system, except:67
4706244665Monitoring./Periodically comparing and updating the mission vision and values of a not-for-profit could best be classified as a monitoring activity.CPA-06130: A not-for-profit organization periodically conducts focus groups of employees, service beneficiaries and governance board members to reevaluate its mission vision and values to determine the accuracy of the strategic statements to refine them where necessary. This activity relates to which component of internal control?68
4706244666The likelihood and impact of negative events significantly exceeds residual risks.CPA-06149: Generally, an organization will not operate beyond the limits of their risk appetite. Risk appetite has generally been exceeded when:69
4706244667combined likelihood and impact of negative events significantly exceed residual risk. Residual risk represents the risk that remains after management has taken actions to mitigate negative events. If the likelihood and impact of those negative events significantly exceeds the residual risk, the operation is likely to exceed the organization's risk appetite.Generally, an organization's risk appetite has been exceeded when the:70
4706244668Information technology objectives./Objectives related to strategy are typically operations and reporting and compliance objectives. Information technology objectives may be a subset of one of these objectives, but is typically not a separate category.Strategic objectives for the mission and vision of the organization are generally linked to related objectives. All of the following objectives are typically regarded as related objectives, except:71
4706244669Related compliance objective./Establishment of an ethics hotline and related corporate training would most likely be a related compliance objective. Ethics training is sometimes referred to as corporate compliance training. Operational implementation of this character is generally a related objective rather than a strategic objective.CPA-06156: The Glassman Company completed its annual retreat of board members and senior management and produced a document that links the organization's mission and vision with strategic and related objectives. The document includes a commitment to establish an ethics hotline and assign a corporate officer to conduct ethics training and monitor reports through the hotline. That commitment would most likely be a:72
4706244670Related reporting objective./Establishment of a company-wide uniform chart of accounts would most likely be a related reporting objective. Uniform charts of accounts would promote more efficient reporting.CPA-06157: The Hartman Conglomerate completed its annual retreat of board members and senior management and produced a document that links the organization's mission and vision with strategic and related objectives. The document includes a commitment to develop a uniform chart of accounts for all divisions of the conglomerate. That commitment would most likely be a:73
4706244671Related operations objective./Conducting focus groups would most likely be a related operating objective. Focus groups would identify the needs of various stakeholders and be used to improve operations.CPA-06158: The Justco Corporation completed its annual retreat of board members and senior management and produced a document that links the organization's mission and vision with strategic and related objectives. The document includes a commitment to conduct focus groups with customers and suppliers to determine the responsiveness of Justco to the needs of various parties. That commitment would most likely be a:74
4706244672Strategic objective./Broad, company-wide objectives, such as coordinating company-wide resources to produce a service in the top quartile of quality, are strategic, not related.CPA-06159: The Knight Corporation completed its annual retreat of board members and senior management and produced a document that links the organization's mission and vision with strategic and related objectives. The document includes an objective that the Knight Corporation will rank in the top quartile of quality for its industry. That objective would most likely be a:75
4706244673Strategic objectives, supported by strategies and related objectives./Strategic objectives support the mission and are implemented via various strategies and related objectives.CPA-06160: Establishing objectives that will support the mission and vision of an organization generally involve supporting the mission with:76
4706244674Rely on information provided by a corporate officer./As a director of the corporation Davis may rely on information provided to him/her by a corporate officer. A corporate director is under no obligation to verify information given to him by management (corporate officers).CPA-07020: Davis, a director of Active Corp., is entitled to:77
4706244675Valid because the contract is fair to Quick.CPA-07021: Knox, president of Quick Corp., contracted with Tine Office Supplies, Inc. to supply Quick's stationery on customary terms and at a cost less than that charged by any other supplier. Knox later informed Quick's board of directors that Knox was a majority stockholder in Tine. Quick's contract with Tine is:78
4706244676voidable unless the director makes full disclosure of all of the facts to the disinterested directors or the shareholders, who then approve the transaction, or the director can prove that the transaction was fair to the corporation. The stationery purchase was fair to Quick, since it was purchased at a below-market price. Thus, the contract is valid.If a corporation enters into a contract and a director has a conflict of interest in the transaction, the contract is:79
4706244677The business judgment rule./ a director acts in good faith and in a manner the director believes is in the best interest of the corporation, and the director exercises the care that a reasonably prudent person would exercise in a similar position, the director is protected against liability for decisions the director makes that turn out poorly for the corporation. This is commonly known as the business judgment rule.CPA-07022: The principle that protects corporate directors from personal liability for acts performed in good faith on behalf of the corporation is known as:80
4706244678Management from liability for actions that result in corporate losses or damages if the actions are undertaken in good faith and are within both the power of the corporation and the authority of management to make.CPA-07023: The business judgment rule is a rule that immunizes corporate:81
4706244679liability for decisions made on behalf of the corporation if the director acts in good faith and in a manner that the director believes is in the best interest of the corporation, exercising the care that a reasonably prudent person would exercise in a similar position. The action must also ostensibly be within the power of the corporation to undertake and ostensibly within the authority of management to make.Under the business judgment rule, a director is protected from:82
4706244680Avoid adverse publicity and damage to the entity's reputation./Avoiding adverse publicity and damage to the entity's reputation is a public relations function, not a function of ERM.CPA-06450: Which of the following is not a goal of an Enterprise Risk Management Framework (ERM)?83
4706244681Event identification occurs after the development of objectives./Events can only be identified after the organizational objectives are identified. Events will either favorably or unfavorably impact the achievement of objectives. Risks (negative events) are only identifiable within the context of the objectives that they might impede.CPA-06490: The Enterprise Risk Management Integrated Framework states that an organization must identify events, both positive and negative, as part of its risk management program. Which of the following is true with regard to events?84
4706244682Product demand may fall if sporting goods become less popular./Although product demand is a legitimate concern, the related objective is associated with staffing levels. The drop in product demand would not be an event identified regarding the objective of hiring staff within certain cost constraints.CPA-06760: Extra Edge Sporting Goods has set a strategic objective of being in the upper quartile of sporting goods retailers. The company identified a related objective of increasing its sales force by 50 new staff members while maintaining staff cost at .194 cents per sales dollar. Events identified by the management of Extra Edge that might interfere with achievement of their related objective would include all of the following, except:85
4706244683$ 4 million./The $4 million risk exposure, after management purchases the hedge, is the residual risk. Residual risk is the risk that remains after management responds to the risk.CPA-06762: Management has carefully evaluated the likelihood and impact of events on its foreign operations. In the event of a 3% variation in exchange rate, the impact is estimated at $10 million without any action taken by management and $4 million if the company purchases a hedge instrument. The impact of the residual risk of changes in foreign currency exchange on achieving company's business objectives is:86
4706244684Receiving a personal loan from the issuer not in the ordinary course of business./Issuers are generally prohibited from making personal loans to directors or executive officers under the Sarbanes-Oxley Act of 2002. Exceptions exist for loans made in the ordinary course of business.CPA-06491: Conflict of interest provisions of the Sarbanes-Oxley Act of 2002 generally prohibit the directors or executive officers of an issuer from:87
4706244685Organizational structure./The organizational structure principle says that reporting relationships should not undermine the commitment to effective financial reporting and internal control. Maintaining reporting independence of the internal auditor is one way to apply this principle.CPA-06492: A company that maintains a strong internal audit function that reports directly to the Board of Directors is applying the ideas from which principle of effective internal control over financial reporting?88
4706244686Human resources.CPA-06493: A company that routinely performs background checks on its employees to ensure that there is no criminal history is applying the ideas from which principle of effective internal control over financial reporting?89
4706244687fully compatible with effective financial reporting and internal control. Background checks are evidence of the organization's commitment to hire new employees only after they have been thoroughly vetted and shown to be compatible with organizational commitments to competence, ethics, etc.The human resources principle says that human resources policies and procedures should be:90
4706244688Fined and imprisoned./An individual who knowingly executes or attempts to execute, securities fraud will be fined or imprisoned not more than 25 years or both.CPA-07084: According to the Sarbanes-Oxley Act of 2002, a chief executive officer or chief financial officer who misrepresents the company's finances may be penalized by being:91
4706244689Monitoring/Monitoring is one of the eight components of COSO's enterprise risk management (ERM) framework. The eight components of the ERM framework are summarized as follows in the mnemonic IS EAR AIM:CPA-07085: Which of the following items is one of the eight components of COSO's enterprise risk management framework?92
4706244690Internal environment/Setting objectives Event identification/Assessment of risk/Risk response Activities (control)/Information and communication/MonitoringIS EAR AIM:93
4706244691Change control./Programmer access to development and production represents flawed segregation of duties that creates deficiencies for change control. Change control considers the manner in which management monitors and authorizes changes to a variety of information technology matters including software applications programs. Only authorized individuals should be allowed to move changes into production and the function of making the change should be segregated from the function of putting the change into production. Programmers with access to both programming instructions and live data undermine management's control of data and their ability to verify that all changes have been performed in a manner consistent with their instructions.CPA-07087: Management of a company has a lack of segregation of duties within the application environment, with programmers having access to development and production. The programmers have the ability to implement application code changes into production without monitoring or a quality assurance function. This is considered a deficiency in which of the following areas?94
4706244692Demonstrating appropriate behavior by example.CPA-08291: According to COSO, which of the following is the most effective method to transmit a message of ethical behavior throughout an organization?95
4706244693most effective method to transmit a message of ethical behavior throughout an organization. The commitment to ethical behavior begins with the tone at the top, and is best established by management's demonstrated commitment to ethical behavior.According to the COSO, demonstrating appropriate behavior by example is the:96
4706244694Monitoring.CPA-08292: Within the COSO Internal Control—Integrated Framework, which of the following components is designed to ensure that internal controls continue to operate effectively?97
4706244695ensure that internal controls continue to operate effectively. Monitoring of internal control effectiveness is done to provide an assessment of the performance of the system of internal control over time. Monitoring is designed to ensure that internal controls operate effectively.The monitoring component or function of the internal control framework is designed to:98
4706244696Increasing the reliability of financial reporting and compliance with applicable laws and regulations./Increasing the reliability of financial reporting and compliance with applicable laws and regulations is an approach to promoting a management philosophy and style that is congruent with effective financial reporting and control, not monitoring. Monitoring internal control may involve establishing a foundation for monitoring, prioritization of monitoring procedures based on risk to achieve organizational objectives, and assessing reporting results and following up as appropriate with corrective actions.CPA-08293: According to COSO, an effective approach to monitoring internal control involves each of the following steps, except:99
4706244697To maintain a safe level of carbon dioxide emissions during production./Maintaining safe (mandated by regulation) carbon dioxide emissions during production is a compliance objective. Compliance objectives include adherence to the laws, rules, and regulations associated with operations, including environmental regulations and other laws.CPA-08315: According to COSO, which of the following is a compliance objective?100
4706244698The director breached a duty of loyalty by usurping a corporate opportunity.CPA-08341: A member of the board of directors of Central Communications Co. is offered a license by a third party to operate a cellular phone system. The director does not present this offer to the board of directors for approval but informally mentions it to a fellow board member, who does not think it will be a problem. The director buys the license. Which of the following statements is correct regarding the director's actions?101
4706244699loyalty from taking the opportunity without first presenting it to the corporation. Only after the corporation is presented formally with the opportunity and decides not to take it can the director move forward. An informal discussion with a fellow board member is insufficient.Under the corporate opportunity doctrine, a director presented with a business opportunity that may be of interest to his/her corporation is prohibited through the duty of:102
4706244700Residual risk./Residual risk is defined as the risk that an organization incurs after management takes whatever actions are needed to mitigate the adverse impact of a given event.CPA-08342: Company management completes event identification and analyzes the risks. The company wishes to assess its risk after management's response to the risk. According to COSO, which of the following types of risk does this situation represent?103
4706244701Change management.CPA-08343: A company implements an enterprise resource planning application to help improve its financial and operational reporting, while gaining other efficiencies related to sales and inventory management. For the implementation, the company hires an individual specializing in preparing the company for the changes through documenting new policies and procedures and developing new training. This is an example of:104
4706244702change management. Typically, these individuals are outside consultants who specialize in specific aspects of change management and can provide expertise to companies going through significant changes, such as new system implementations.A situation where a company implements new technology and hires an individual to help document new policies and procedures and develop training is an example of:105
4706244703Process effected by an entity's board of directors, management, and other personnel./It is actually stated in the definition provided by COSO for enterprise risk management (ERM) that it is "a process, effected by an entity's board of directors, management, and other personnel."CPA-08361: The Enterprise Risk Management-Integrated Framework of the committee of sponsoring organizations (COSO) is best defined as a:106
4706244704A manager within the department./The manager of a given department has a greater understanding of the risks and challenges associated with that department than would any other member of executive leadership. As such, the manager should be the individual tasked with devising and executing risk procedures for that department.CPA-08362: According to COSO, the position or internal entity that is best suited, as part of the enterprise risk management process, to devise and execute risk procedures for a particular department is:107
4706244705The codes of conduct must be in writing and displayed in public areas, such as a break room./ A code of conduct should be in writing and available to employees who want to read it, but there is no requirement that it must be displayed in public areas.CPA-08363: Each of the following statements is correct regarding the existence and implementation of codes of conduct, except:108
4706244706Enter into a contract with a vendor of computers for the company./A corporate officer has the authority to enter into contracts (e.g., with computer vendors) and act on behalf of the corporation in the ordinary course of business.CPA-08522: A company officer who is not a director is authorized to perform which of the following duties?109
4706244707Management override/This example indicates that whatever internal control put in place by the company was overridden by the executive's deliberate misrepresentation to the banker.CPA-08523: According to COSO, an executive's deliberate misrepresentation to a banker who is considering whether to make a loan to an enterprise is an example of which of the following internal control limitations?110
4706244708They are designed and implemented properly, and their design changes as processes change./Internal controls that are designed and implemented properly, including the ability for their design to adapt as processes change, will have the lowest chance of failure.CPA-08524: Internal controls are likely to fail for any of the following reasons, except:111
4706244709Implementation of internal controls./The four categories of ERM entity objectives include strategic, operations, reporting, and compliance. Implementation of internal controls is not an entity objective in the ERM framework.CPA-08541: According to COSO, the four categories of entity objectives in the enterprise risk management framework include each of the following, except:112
4706244710Adhere to fiscal budgets and goals as outlined by the internal audit committee and board of directors./Fiscal budgets and goals are not a factor in setting the "tone at the top" from the leaders of an organization. It is also unlikely that a company's internal audit committee would have responsibility for setting such budgets.CPA-08542: According to COSO, the proper tone at the top helps a company to do each of the following, except:113
4706244711Approval of high-dollar transactions by supervisors./Monitoring activities involve ongoing or separate evaluations to determine whether the components of internal control are present and functioning properly as well as reporting and correcting deficiencies. The act of approving high-dollar transactions by supervisors is an internal control, not a monitoring activity under the COSO framework.CPA-08543: According to COSO, each of the following is an example of an appropriate ongoing monitoring activity, except:114
4706244712most effective method to transmit a message of ethical behavior throughout an organization. The commitment to ethical behavior begins with the tone at the top, and is best established by management's demonstrated commitment to ethical behavior.According to the COSO, demonstrating appropriate behavior by example is the:115

Corporate Governance Flashcards

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3181404875In the 20th centurythe publicly owned corporation emerged as the dominant legal form for business enterprises.0
3181408164It has three distinctive featuresunlimited life, limited liability for its owners, and divisibility of ownership that permits transfer of ownership without disruption1
3181409936Shareholders electa board of directors to represent them2
3181413967The board hires and delegatesoperational responsibility to the CEO3
3181416700The board also advises and givesconsent with respect to selection of business and strategies4
3181417924The board also overseesResults5
3181421233Corporate governanceis known as This system of authoritative direction6
3181422280Good governance implies the following:: [1] an effective board that carries out its responsibilities with integrity and competence, [2] the board hires a competent CEO, [3] the CEO a business in which the company can compete effectively and profitably and for which it has or can obtain the necessary resources, [4] the CEO creates a valid business concept encompassing customers, goods or services, means or processes; the CEO effectively implements the business concept; the company has systems to ensure that the company meets its obligations in compliance with laws and regulations and achieves full and timely disclosure.7
3181426979The directors must representThe best interests of the shareholders8
3181430336a hierarchy of stakeholders:customers, employees, supplies, community, and ownership. Steps that satisfy each stakeholder group in principle maximizing ownership's best interest.9
3181438604The laws pertaining to corporations have seven goals: to maintain competitive markets, regulate non-competitive markets, maintain a balance between capital and labor, ensure orderly capital markets, protect consumers from unsafe products and fraud, ensure equal access to employment, education, and housing, and protect the environment.10
3181441470States issue and administerCorporate Charters (especially Delaware)11
3181442441Corporate lawsvary by state12
3181444425The board of directors is responsiblefor governing the affairs of a public corporation13
3181446814The shareholders, either in person or by proxynormally elect a slate of directors at an annual meeting. The existing board normally nominates an unopposed slate14
3181449349The boarddelegates most decisions to management15
3181451332Board responsibilities include[1] a fiduciary duty - act in the best interests of shareholders with integrity and competence, so as to enhance profit and shareholder gain within legal boundaries and taking into account ethical considerations, [2] duty of loyalty and fair dealing - directors should put interests of shareholders above personal interests, [3] duty not to entrench in case of poor performance by management and board, [4] duty of supervision with respect to monitoring management, including internal controls over financial reporting (handled by audit committee), [5] duty to deal with hostile takeover offers in shareholders' interest. *Business judgment rule - there is a presumption the board of directors properly acted absent evidence to the contrary.16
3181452819Corporations indemnifydirectors against liability for legal acts (but not illegal acts such as fraud)17
3181455022Most corporations buyliability insurance (D&O coverage) for directors.18
3181457402the foundation for effective corporate governanceSecuring the services of and retaining qualified, capable, and effective directors19
3181459738The best practice for an independent nominating committeeis to lead the search for new directors20
3181460959Board size variesfrom approximately 8 to 16 depending on maturity, complexity, and industry of corporation. There should a breadth of expertise but not so many people as to create coordination problems21
3181464489To thwart hostile takeoverscorporations use staggered terms of three or four years22
3181466158The nominating process is usually managed bycontrolling shareholders or the existing board through its nominating or governance committee.23
3181468713The board profile consists of dimensions such as1] independence meaning insiders versus outside directors, [2] perhaps retired executives of corporation, [3] perhaps major shareholders who hold large block of shares, [4] the company's lawyer, banker, consultant, customer, or supplier, [5] expertise in running a business or functional area such as accounting or financial management.24
3181469824Some questions when recruiting new board membersIs the candidate willing and able to make a meaningful commitment to the job of being a director? Does the candidate have unquestioned character and integrity? Can the candidate function effectively in a group?25
3181472744Removal of the serving directoris nearly impossible26
3181474527Weak boards usually result fromexcessive influence by a domineering CEO27
3181477037The shareholders' annual meeting isa major event for a public corporation, typically 90-120 days after the end of the fiscal year. Normally include approval of the independent auditor28
3181478334An annual report including audited financial statementsis distributed ahead of the meeting, along with a proxy statement that discloses the business to be discussed at the meeting29
3181482085The proxy statement alsosolicits proxy votes from those who will not attend - selected directors or officers execute the proxy votes30
3181486257Defensive measuresIn the event of a hostile takeover attempt, a poison pill provision forces outsiders to deal with the board rather appealing directly to shareholders. Under certain conditions, the provision allows existing shareholders to buy more shares at a low price. Staggered terms serve as a defensive measure.31
3181488585The bylaws stipulatethe list of corporate officers32
3181489897A key provision iswhether the CEO is also the chairman of the board. About 85 percent of U.S. corporations use this dual role, despite concern about too much CEO influence and monitoring of performance. A related issue is whether to include any other inside executives on the board, which by definition weakens the board's independence.33
3181493613Most boards have multiple committeesexecutive committee, compensation committee, audit committee, nominating and governance committee, committee of outside directors.34
3181494982Exhibit 4-2details the activities of an effective board35
3181496257The board meetingis the centerpiece of board activities.36
3181498839A number of factors affect such board meetingsthe tone set by the board's leader, time limitations, asymmetry of information between management and board (board members need to ask probing questions), and attention to the future and not just past performance.37
3181500727The board chairmanruns the meeting and sets the agenda38
3181502235The corporation's secretarytakes minutes of the meeting. Upon approval, the minutes are the official record of the board meeting.39
3181506247Selecting the CEOis the biggest decision made by the board40
3181508301The selection process depends on the surrounding circumstances.Did the old CEO retire in due course? Did the old CEO suddenly quit? Was the old CEO terminated? Does the company normally promote from within? Will there be an outside search?41
3181512846It is a good idea to have acontingency succession plan in case of unexpected CEO turnover. For example, the plan might allow for an interim CEO42
3181514786A good relationship between the board and CEO includes the followinghiring a CEO who is the right fit for the company; developing mutually agreeable goals; aligning CEO incentives with the best interests of shareholders; mutual agreement on the kinds of issues and decisions on which the board should "advise and consent;" board members stay up to date about the company's activities; the board holds management accountable and is willing to intervene when necessary (but not to the point of micromanaging).43
3181517708Evaluating the CEO's performanceis a major board responsibility. There should a formal evaluation every year, and continuous informal evaluation.44
3181519065In designing CEO compensationthe board wants to attract and retain the right people, find the right alignment of CEO performance and shareholders' interests in the short run and long run, and use tax-efficient methods.45
3181521845*The board has a compensation committee consisting ofindependent directors to do this task. There must be a written charter for the compensation committee. The committee has to submit an annual report to the SEC in the proxy statement or 10K.46
3181525549A board would not want to set up incentives that lead to excessive risk takingthe results of which may not be apparent for many years.47
3181528435Some factors to consider arethe value of the CEO to the company, company resources, absolute company performance, relative company performance, achievement of non-financial goals, external parity with comparable CEOs, and internal parity with respect to other top executives in the company.48
3181530081A CEO compensation package generally consists ofbase salary, short-term incentives (based on profit or EPS, revenue growth, ROI or EVA, cash flow, or strategic measures such as market share), long-term incentives (including stock options, restricted stock, required stock purchases, stock appreciation rights, and maybe cash based on long-term performance), fringe benefits, and perks49
3181532342A key events for stock options aregranting of option, vesting of option after holding period of maybe three or four years, exercise of option at the strike price within period of maybe 10 years or less, holding of stock, and sale of stock50
3181534048Typically, the stock option is worthless ifthe CEO leaves the firm before exercising it51
3181554266Boards often givea new CEO a bunch of stock options for incentive purposes. Stock options potentially link the CEO's incentives with long-term stock price. Sometimes stock options involve performance-based vesting, that is, long-term company goals must be met as a condition of vesting. Sometimes CEOS are required to hold their stock for a minimum period after exercising the option, in order to mitigate "pump and dump."52
3181556333A problem with stock options that are "under water"(that is, market price is below strike price) is their reduced incentive effect. Another problem is how to value stock options at the grant date for financial accounting purposes.53
3181557370According to FAS 123Rcompanies must expense the value of stock options as part of compensation expense.54
3181560135Most options are nonqualifyingmeaning that the gains are taxed as ordinary income rather than as capital gains.55
3181608496Many companies prefer to use restricted stock rather than stock optionsRestricted stock normally vests after three or five years. The vesting depends on whether the CEO stays with the company and/or whether performance goals are met. A problem is that restricted stock is taxable to the CEO at the time of vesting. Restricted stock acts like "golden handcuffs" that keep the CEO with the company.56
3181609811Usually CEO contracts includea severance agreement on how much to pay the CEO if terminated under certain conditions.57
3181612881Board members must understand the business with reasonable proficiency. Things to understand includethe company's business concept/model and competitive environment. Is the company's competitive advantage based on cost or differentiation?58
3181615195Often a public company is organized asa holding company with decentralized divisions or subsidiaries that report to a central parent organization59
3181616788A competencyis a set of organizational capabilities that are needed to function in a given business.60
3181619709Core competenciesare central to the successful implementation of the selected strategy61
3181623630Distinctive competenciesset the business apart from competitors.62
3181626006For those competenciesThere must be a match between a company's competencies and the resources that are63
3181627468Financial results serve asa key indicator of performance, so specific goals normally include target ROI or similar measures, as well as growth in earnings64
3181629327Directors also must be concerned aboutrisk management, which goes beyond having adequate insurance coverage65
3181630484Risks includeeconomic cycles, failure of major customers, disruptive technological innovations, reduced cash flow related to lower revenues and higher costs, and failure to meet debt covenants.66
3181632688Internal control systems should reporttimely information about critical successes and failures up the management chain to the board level at the appropriate degree of detail.67
3181634419The most difficult decision for a boardis whether to replace the CEO68
3181640421Trouble results from(leading to civil suits and penalties) or dishonesty (leading to criminal indictments and penalties).69
3181642101Sometimes directors aredrawn into unfortunate situations. Individuals should do due diligence before joining the board.70
3181644251A director should always act withintegrity. A major source of trouble is ignorance on the part of the director. Another source of trouble is lack of independence on the part of the director. Conflicts of interest arise when a director has the potential to profit from a decision at the expense of shareholders. Failure to execute duty of care can happen for busy directors. Another source of trouble for directors is any form of insider trading.71
3181647460Poor company performance over a long time periodSpells trouble for the board72
3181648839Mistakes can result fromlack of effective board leadership, especially when the CEO is also board chair.73
3181650802Committee chairs also need to beeffective leaders74
3181651852Weak boards sometimes delegatetoo much decision authority to management, without adequate oversight.75
3181653723Entrenchmentis another symptom of weak boards. Term limits are one solution.76
3181655668INternal politics or personal conflictsdo not help board effectiveness77
3181659197Ineffective board organization and processesscan be problems78
3181659217Morality and ethicscannot be guaranteed by law or regulation79

Sociology your compass for a New world: Chapters 3,4,6,7,8 TERMS and QUESTIONS Flashcards

Terms : Hide Images
3268398177High Cultureculture consumed mainly by upper class (opera, ballet)0
3268400443Popular cultureCulture consumed by all classes1
3268402725Cultureconisists of the shared symbols and their definitions that people create to solve real life problems2
3268404618symbolsare concrete things or abstract terms that represent something else3
3268406254Abstractionthe ability to create general concepts that meaningfully organize concrete, sensory experience4
3268413519NoDoes a symbol itself have meaning to humans?5
3268621216Cooperationis the capacity to create complex social life by establishing norms and ideas about what is right and wrong6
3268623530Normsaccepted ways of doing things7
3268624639valuesare ideas that identify desirable states8
3268626083productionis the human capacity to make and use tools. Improves our ability to take what we want from nature9
3268631259Material culturecomprises the tools and techniques that people create and accomplish such as buildings, clothes, tools10
3268632534Non-material culturecreations and abstract ideas. composed of symbols, norms, and other intangible elements,11
3268634913abstraction, cooperation, productionTools in the survival kit12
3268647199Folkwaysare the least important norms and they evoke the least severe punishment13
3268648982Moresare core norms that most people believe are essential for survival of their group or their society14
3268651571Taboosare among the strongest norms, when someone goes against a ____________ it causes a revulsion in the community and the punishment is severe15
3268659055solve problemswhat do shared symbols and their definition help people do?16
3268685919Sapir-Worf thesisa thesis holds that we experience certain things in our environment and form concepts about those things. we then develop language to express those concepts. language itself influences how we see the world17
3268697632egocentricallyWhen we describe something as "left, right, above" ourselves this is ____________ thinking18
3268750524EthnocentrismThe tendency for a person to judge other cultures by the standards of their own19
3268805538Cultural relativismthe belief that all cultures have equal value20
3268825549Multiculturalism education hurts the minority, causes political disunity and more inter ethnic and interracial conflict, growth of cultural relativism3 consequences of teaching multiculturalism21
3268831628rights revolutionis the process by which socially excluded groups struggled to win equal rights under the law and in practice22
3268858052rites of passageare cultural ceremonies that mark the transition from one stage of life to another (baptisms, confirmations, weddings)23
3268872931Postmodernismis characterized by an eclectic mix of cultural elements and the erosion of consensus24
3268918607rationalizationis the application of the most efficient means to achieve given goals and the unintended , negative consequences of doing so25
3268959159ConsumerismThe tendency to define ourselves in terms of the goods we purchase26
3268967270subculturea set of distinctive values, norms, and practices WITHIN a larger culture27
3268992812Socializationthe process by which people learn their culture - including norms, values and roles and become aware of themselves as they interact with others28
3268995554roleis the behaviour expected of a person occupying a particular position in society29
3269152264selfconsists of your ideas and attitudes about who you are30
3269157213looking-glass selfwhen we interact with others, they gesture and react to us. This allows us to imagine how we appear to them31
3269162354Ithe subjective and impulsive aspect of the self that is present from birth32
3269163175Meis the objective component of the self that emerges as people communicate symbolically and learn to take the role of the other33
3269229228familiesmost important agents of primary socialization:34
3269242681Hidden curriculumin school, involves teaching obedience to authority and conformity to culture norms35
3269249652yesIf the hidden curriculum proves to a student that they are being assessed on performance alone, has it done its job? (yes, no)36
3269394330gender rolesis the set of behaviours associated with widely shared expectations about how males and females are supposed to act37
3273305287resocializationoccurs when powerful socializing agents deliberately cause rapid change in a persons values, roles and self conception sometimes against a persons will38
3273311961initiationis a ritual that signifies a persons transition from one group to another and ensures his or her loyalty to the new group39
3273314583Total insituationssettings in which people are isolated from the larger society and under strict control and constant supervision of a specialized staff (ex: prison)40
3273343805Anticipatory socializationtaking on norms and behaviors of the role to which we aspire41
3273352960fasterDo peoples ID change faster or slower nowadays?42
3273359553globalization, changing bodytwo reasons why identity have changed more in recent years compared with previous years:43
3273373245truetrue or false , The internet helps discover parts of ones ID that they didn't know about and also allow someone to become anyone online44
3273483611adolescentsincreasing media influences, less adults supervision and guidance, less extracurricular activities and more adult responsibilities45
3275229490norms of solidaritywith relationships we develop shared ideas, this is called: _____________ and how we should behave with them to sustain the relationship46
3275243499a way of maintaining a social bond with gang memberswhy do gang members participate in criminals acts?47
3275249477they were cut off from main stream normswhy did the Polish Christains help the Jews to hide? regarding norms48
3275264342reasons for why nazis killed jewsNorms of solidarity demand conformity, structures of authority tend to render people obedient, Bureaucracies are highly effective structures of authority49
3275280179truetrue, false we sometimes pay more attention to norms of solidarity then to morality (norms of solidarity > morality)50
3275287766structures of authority tend to make people obedientWhat did Milgrams volt experiment prove to us?51
3275296089bureaucracya large impersonal organization comprising many clearly defined positions arrange in hiearchy. Has a permanent paid staff of experts, written goals, rules, and procedures. IDEALLY staff members try and find ways of running this group more efficiently52
3275330535trueThe nazi's had a bureaucracy that was efficient - the jobs were broken down into minor jobs such as cleaning the ashes from the gas tanks, the workers often did not see the whole picture (true or false)53
3275359754social networkis a bounded set of individuals who are linked by the exchange of material or emotional resources. the patterns of exchange determine the boundaries of the network. members exhchange more frequently with eachother than with non members. may be formal but are often more in formal54
3275399773Dyadis a social relationship between two nodes or social units (people, firms, countries)55
3275402875triadis a social relationship among three nodes or social units (people, firms, countries)56
3275411381characteristics of a dyadpartners are intensely absorbed in the relationship, need both partners to live but only one to die, no "free riders", neither partner can deny responsibilites57
3275418137characteristics of a triadintensity and intimacy reduced, restricts individuality, third party mediation is possible, free riders are possible, possible to shift responsibility to the larger collectivity58
3275433309social groupcomprises one or more networks of people who identify with one another and adhere to defined norms, roles and statues,59
3275434847social catagorycomprises people who share a similar status but do not identify with one another60
3275437326primary groupsnorms, roles, and statuses are agreed on but are not put in writing. social interaction leads to strong emotional ties. it extends over a long period, and involves a wide range of activities. it results in group members knowing one another well61
3275460084social categoryCoffee drinkers are a form of _________ (social group or social category)62
3275469528secondary groupare larger and more impersonal than primary groups, social interaction in secondary groups create weaker social ties. extends over shorter period of time, narrow range of activities. involves AT MOST a passing acquaintance with one another63
3275484605groupthinkis group pressure to conform despite individual misgivings64
3275488850group size, groups cohesiveness, social status, culture, appearance of unanimitywhat 5 things did the Asch experiment prove regarding conformity65
32754989754how many people is the cap on how many people it takes to increase conformity?66
3275577670reference groupcomprises of a group of people against whom an individual evaluates his or her situations or conduct to67
3275737375dehumanizationoccurs when bureaucracies treat clients as standard cases and personnel as cogs in a giant machine. This treatment frustrates clients and lowers worker morale68
3275761173Bureaucratic ritualisminvolves bureaucrats becoming so preoccupied with rules and regulations that they make it difficult for the organization to fulfill its goals69
3275771435Oligarchy"rule of the few" people at the top of bureaucracies trying to get power70
3275779543Bureaucratic inertiarefers to the tendency of large, rigid bureaucracies to continue their policies even when their clients' needs change71
3275806213four criticisms of bureaucraciesdehumanization, bureaucratic ritualism, oligarchy, bureaucratic inertia72
3275853356Laissez-faire leadershipallows subordinates to work things out largely on their own with no direction from above. LEAST EFFECTIVE TYPE OF LEADERSHIP73
3275857940Authoritarian leadershipneeds compliance from workers, one person calls the shots. most effective in a crisis (war, ER room, etc)74
3275865264Democratic leadershipTries to includes all members in the decision process, taking best ideas form the group and moulding them into a strat. which all can identify, MOST EFFECTIVE LEADERSHIP style (other then emergency)75
3275915930SocietiesAre collectivities of interacting people who share a culture and a territory76
3277587342foraging societiesare societies in which people live by searching for wild plants and hunting wild animals. Such societies predominated until 10,00 years ago inequality, division of labour, productivity and settlement size are very low in such societies77
3279384277pastoral societiesare societies which people domesticate cattle, camels, pigs, sheep, horses and reindeer, emerged 10,00 years ago78
3279393222agricultural societiessocieites in which plows and animal power are used to increase food supply, emerged 5000 years ago79
3279414125industrial societiesare societies that use machines and fuel to greatly increase the supply and dependability of food and finished goods.80
3279420269postindustrial societiessocieties in which most workers are employed in the service sector and computer spur substantial increases in the division of labour and productivity. US was the first of this society81
3279438543postnatural societiessocieties in which genetic engineering enables people to create new life forms82
3279445228decreasedhas human dependence on nature increased or decreased?83
3279460292lowerduring the foraging societies gender and class inequality was higher or lower then postnatural societies?84
3279510140devianceoccurs when someone departs from a norm and evokes a negative reaction from others85
3279511663crimeis deviance that is against the law86
3279512677lawis a norm stipulated and enforced by government bodies87
3279515406informal punishmenta mild sanction that is imposed during face to face interaction not the judical system88
3279518879stigmatizedpeople who are _______ are negatively evaluated because of a marker they wear that distinguishes them from others (and groups)89
3279525253formal punishmentWhen the judical system penalizes someone for breaking the law90
3279539965social diversionsare minor acts of deviance that are generally perceived as relatively harmless and that evoke, at most, a mild societal reaction, such as amusement91
3279546529social deviationsare non-criminal departures from norms that are nonetheless subject to offical control some members of the public regard them as somewhat harmful while others do not.92
3279569473conflict crimesare illegal acts many people think are harmful in society and some people believe they are not harmful, but vary on the country or province93
3279579571consensus crimeare illegal acts that almost all people believe are punishable94
3279582780victimless crimecrimes that go without victims, often spouse try to protect their loved ones by not reporting the crime95
3279588275self-report surveysasked to report their involvement in criminal activites, either are the perpetrators or victimes96
3279612126Crimes regarding propertywhich are most likely to be reported as victimization crimes: crimes again people or crimes regarding property?97
3279616671war against crime, number of young men has declined, male unemployment decrease, legalization of abortionfour explanations for decline in Canadian crime rates: (hint: young)98
3279632390Poor, aboriginals commit more street crime, discrimination, contact with westernersFour explanations for over presentation of aboriginals in prison:99
3279643209street crimeincludes arson, break and enter, assault, and other crimes from lower class100
3279643210white collar crimeillegal act committed by a respected high class person101
3293499810non-material culturesocial roles, rules, ethic and beliefs belong to what culture?102
3293571192reduceglobalization tends to reduce or increase cultural diversity?103
3293717201rationalization, consumerismwhat two things prove that culture limits us to what we can become?104
3293725350the rites revolution, multiculturalism, globalization, postmodernismwhat 4 things reflect what culture provides us with increasing opportunities to exercise freedom in some respects?105
3293744921not too deep and not too far from culturewhat is the ideal position to analyze culture?106
3293763060growth of international trade, racial migration, inexpensive travelwhat 3 things has globalization effected culture?107
3293809149socializationthe process through which the group shapes the character and conduct of individuals108
3293822774yesshaping of a character happen because they tend to adapt to their social enviroment in a way that satisfies their NEEDS and INTERESTS? (yes, no)109
3293901023horicultural societiesare societies in which people domesticate plants and simple hand tools for gardening 10,000 years ago110
3293913738foraging > horicultural > pastoral > Agricultural > industrial > postindustrial > postnaturewhat order did societies arrange in?111
3293940092labelling theoryholds that deviance results not so much from the actions of the deviant as from the response of others who label the rule breaker a deviant112
3293947501strain theoryholds that people may turn to deviance when they exp. strain, strain results when a culture teaches people the value of material success and society fails to provide enough legitimate opportunities for everyone to succeed113
3294007332control theoryholds that the rewards of deviance and crime are ample. therefore nearly everyone would engage in deviance and crime if they could get away with it. the degree to which people are prevented from violating norms and laws accounts for variations in the level od deviance and crime114
3294089639control theorya theory that states if we were able to get away with it we would participate in deviance and crime to reap the rewards115
3294097078adolescentswho are most likely to break laws and become deviant?116
3294164289moreprisoners are agents of socialization, and new inmates often become more or less serious offenders?117
3298787825more likely to go against authority now a dayspost modernism states that we are more likely to (go against, defer) from authority118
3299397514more likelyAre stigmatized people more or less likely to become deviant?119
3299404844severity of social response, perceived harmfulness, degree of public agreement whether an act should be considered deviant3 factors of deviance (Remember deviant pyramid)120
329969901915-24 cohortwhat cohort group (age) is more prone to crime?121
3299955747internal social controlregulates people through socialization and shapes peoples minds so they come to regard deviant actions as undesirable122
3300013924preindustrial societieswhat societies are characterized by strict social control and high conformities?123
3300024726panopticonis a prison design that allows inmates to be constantly observed without knowledge "all seeing", metaphor for growth of modern surveillance, social control, and associated discipline124
3300082845rehabilitation, deterrence, revenge for illegal acts, incapacitationsrationales for incarceration125
3300094475level of coverage, type, nature3 distortion of crime by the media126
3332814248concrete experiencetouch, smell, taste, sound and sight127
3332811016idiosyncratic symbolsymbols that are not shared128
3332831172symbolsgives human life meaning, created to solve real life problems129
3332844447makes our sensory experiences meaningfulwhat is the power of culture130
3332855615TrueOnce your cultural experience conditions you to interpret concrete experiences a certain way, this becomes your reality (true false)131
3332864738cultural survival kitshow did we survive 100 000 years ago in regards to culture?132
3332869711beliefsstatements about what members of a community define as real133
3332873724truthWhen beliefs are widely shared in a community, members accept such beliefs as_________-134
3332886600isproduction is/isnt a uniquely human activity?135
3332894853Abstraction --> beliefs Cooperation -->Norms, values Production--> Material culturebuilding blocks of culture136
3332910790mores and taboosFrom what are laws formed regarding culture? (2)137
3332940793environmentalgenes never develop without ________ influence138
3332951817false, it islanguage isn't a cultural invention that distinguishes humans from others animals (true false)139
3332958939experience > conceptualization > VerbalizationThe sapir whorf thesis triangle140
3332975453ethnocentrism___________ impairs us from seeing the cultural meaning at it's core141
3332978923Freedom, constraintcultures two faces142
3332993481false, S.I believe that we can either chose to accept or deny a cultureSymbolic Internationalists believe that people accept culture passively?True, false143
3333032126mixing of elements, erosion of authority, decline of consensus around core valuesaspects of postmodernism144
3333074510Cultural Jammingthe creative methods used by individuals and groups to challenge dominant cultural beliefs, tastes, norms, and values145
3333115214truea child needs to be exposed to other humans who will care and love them or neural structures for emotion and intellectual development will die (true false)146
3333119949socializationThe process by which people learn to function in social life and become aware of themselves as they interact with others.147
3333142146George Herbert Mead (GHM)who proposed the idea of "taking the role of the other"?148
3333151279Freudwho focused on the denial of the ID's impulses as a mechanism?149
3333157882denial as a mechanismaccording to Freud what produced the self's objective side?150
3333164941me (objective side)"the role of the other" is the source of the ____151
33331772571. imitation of significant other 2. pretending 3. complex games 4. developing the sense of the generalized otherMeads four stages of Development: Role taking:152
3333207004NOTEwhat we can become is made possible (or not) because of the historical circumstances in which we live.153
3333232684Adaptioninvolves changing someones actions to fit the environment they are in and increase the satisfaction of needs and interests.154
3333243127Functionalistswhat group emphasize how socialization helps to maintain orderly social relations.155
3333244919Conflict and Feministwhat group/theories typically stress the discord based on class, gender, and other divisions.156
3333247648Symbolic Interactionistswhat group highlights the creativity of individuals in attaching meaning to their social surroundings.157
3333291756Thomas Theorem"Situations we define as real become real in their consequences."158
3333500420practiceare social networks more commonly defined in practice or in writing?159
3333542717strengthenDo online and internet connections impair/strengthen social interaction, strengthen community ties?160
3333558424improves group cohesionbenefit of group conformity161
3333565462groupthinkdisadvantage of group conformity?162
3333572524Bystander Apathyoccurs when people observe someone in an emergency but offer no help.163
3333579995decreases, because there is less responsibility they feelas number of by standers increases the likelihood of any one bystander helping another _____________ ?164
33336163631. competition for scarce resources 2. motivation to protect self-esteemtwo reasons why group boundaries crystallize?165
3333632905Weberwho referred to bureaucracies as the most efficient type of secondary group?166
3333643910Size - as size goes up more difficult to communicate Social structure - the more levels the more the person has to go through for direct communication: "talk to my manager, then talk to his manager etc."two factors that underlie bureaucratic inefficiency?167
3333747874Harm, Agreement on Norm, Social responseThree "Y" axis' or vertical variables on the pyramid of deviance and crime:168
3333765553People may learn deviant and criminal behaviour when they interact with others.S.I appraoch on deviance and crime169
3333793802Functionalists direct their attention to the social dysfunctions that lead to deviant and criminal behaviour.Functionalist approach on deviance and crime170
3333801696Durkheimwho was the leader of functionalist approach on deviance and crime?171
3333804768Claimed that deviance and crime are beneficial for society.what did Durkheim believe in regards to deviance and crime?172
3333825407Richer tend to "frame" deviance and criminal labels on others, use their money to avoid punishment, use their power to get out of punishmentConflict theory approach on deviance and crime (CLASS crime) (3)173
3333857724social controlThe ways in which a social system attempts to regulate people's thoughts, feelings, appearance, and behaviour.174
3333861620Internal, external2 types of social control:175
3333865516Interal Social controlRegulates people through socialization and shapes people's minds so they come to regard deviant actions as undesirable.176
3333867027External Social controlRegulates people by imposing punishments and offering rewards.177
3342520983no, one single act is not deviantis a single act in itself deviant?178
3342564660better trained officers, young men deceased, economic conditions favour decrease in crime, legalization of abortionreasons for decreased crime rates?179
3342577945Mertonwho proposed the strain theory180
3342593664more accurate barometers on street crime then white collar crime, more survallience in lower class areas, white collar crime sometimes handled with agencies not policewhy are stats of crime sometimes exageratted?181
3345393397Surveillance societyWhat do some believe of society is to optimize social control with technology182
3345401565moral panicOccurs when many people fervently believe that some form of deviance or crime poses a profound threat to society's well-being.183
3345402654by the media's distortion of crimehow is moral panic fueled?184
3345406635Mass media, criminal justice system, politicianswho benefits from moral panic? (3)185
3345873713alternative strategies186
3345892875example of alternative measure, the victim and the criminal meet and the vicim expresses themselves about the crimewhat is the VORP program?187
3345958337decarcerationOptions such as fines, probation, and community service become more widely used as alternatives to imprisonment.188

22 Basic Principles Flashcards

Review for Master Plumbers

Terms : Hide Images
4610431198Principle no.1All premises intended for human habitation, occupancy or use shall be provided with a supply of pure and wholesome water, Neither connected with unsafe water supplies Nor subject to hazards of backflow or back-siphonage.0
4610431199Principle no.2Plumbing fixtures, devices and appurtenances shall be supplied with water in sufficient volume and at a pressure adequate to enable them to function satisfactorily and Without undue noise under all normal conditions of use1
4610431200Principle no.3Plumbing shall be designed and adjusted to use the minimum quantity of water consistent with proper performance & cleaning2
4610431201Principle no.4Devices for heating and storing water shall be so d esigned and installed as to prevent dangers from explosion through overheating.3
4610431202Principle no.5Every building having plumbing fixtures installed and intended for human habitation, occupancy or use on premises abutting(adjacent to) a street, alley or easeme nt where there is a public sewer, shall be connected to the sewer system.4
4610431203Principle no.6Each family dwelling unit on premises abutting on a sewer or with a private sewage -disposal system shall have at least one water closet and one kitchen sink Further, a lavatory and bathtub or shower shall be installed to meet the basic requirements of sanitation and personal hygiene5
4610431204Principle no.7Plumbing fixtures shall be made of smooth non-absorbent material, free from concealed fouling surfaces and Shall be located in ventilated enclosures6
4610431205Principle no.8The drainage system shall be designed, constructed and maintained to safeguard against fouling , deposit of solids, clogging and with adequate cleanouts so arranged that the pipes may be readily cleaned7
4610431206Principle no.9All pipings of plumbing systems shall be of durable NAMPAP APPROVED materials, free from defective workmanship , designed and constructed by Registered Master Plumbers to ensure satisfactory service8
4610431207Principle no.10Each fixture directly connected to the drainage system shall be equipped with a water-sealed trap9
4610431208Principle no.11The drainage piping system shall be designed to provide adequate circulation of air free from siphonage, aspiration(inhalation/suction) or forcing of trap seals under ordinary use10
4610431209Principle no.12Vent terminals shall extend to the outer air and installed to preempt clogging and the return of foul air to the building11
4610493783Principle no.13Plumbing systems shall be subjected to such tests to effectively disclose all leaks and defects in the workmanship.12
4610431210Principle no.14No substance which will clog the pipes, produce explosive mixtures, destroy the pipes or their joints or interfere13
4610431211Principle no.15Proper protection shall be provided to prevent contamination of food, water, sterile goods and similar materials by backflow of sewage. When necessary, the fixture, device or appliance shall be connected indirectly with the b uilding drainage system.14
4610431212Principle no.16No water closet shall be located in a room or compartment which is not properly lighted and ventilated .15
4610431213Principle no.17If water closets or other plumbing fixtures are installed in buildings where there is no sewer within a reasonable distance, suitable provision shall be made for disposing of the building sewage by some accepted method of sewage treatment and disposal, such as a septic tank .16
4610431214Principle no.18Where a plumbing drainage system may be subject to backflow of sewage, suitable provision shall be made to prevent its overflow in the building .17
4610431215Principle no.19Plumbing systems shall be maintained in serviceable condition by Registered Master Plumbers.18
4610431216Principle no.20All plumbing fixtures shall be install ed properly spaced, to be accessible for their intended use.19
4610431217Principle no.21Plumbing shall be installed by Registered Master Plumbers with due regard to the preservation of the strength of structural members and the prevention of damage to walls and othe r surfaces through fixture usage20
4610431218Principle no.22Sewage or other waste from a plumbing system which may be deleterious (harmful/ toxic)to surface or sub -surface waters shall not be discharged into the ground or into any waterway, unless first rendered inn ocuous through subjection to some acceptable form of treatment21

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